Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alonzo Maurice MaysPruco Securities, LLC.NYLIFE Securities LLC10-24-2012
Angel Luis MartinezPNC InvestmentsNYLIFE Securities LLC04-10-2018
Christine Anne CostelloSecurian Financial Services, Inc.NYLIFE Securities LLC11-20-2013
Christopher Michael SheelerBB&T INVESTMENT SERVICES, INC.NYLIFE Securities LLC05-04-2015
Christopher Michael SheelerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-26-2012
Clarence Thomas Mitchell IIPruco Securities, LLC.NYLIFE Securities LLC05-23-2013
Daniel Jay MillerPruco Securities, LLC.NYLIFE Securities LLC$3509-07-2016
Derilyn Devlin FreemanPruco Securities, LLC.NYLIFE Securities LLC09-01-2017
Frances Ann TolerCambridge Investment Research, Inc.NYLIFE Securities LLC$2511-16-2015
Frank ChiovaroMorgan StanleyNYLIFE Securities LLC10-26-2016
George Stuart LacherMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC09-19-2016
Haughton Athol BowenAllstate Financial Services, LLCNYLIFE Securities LLC$103-28-2012
Inho KoMML Investors Services, LLCNYLIFE Securities LLC09-13-2012
James Charles DittmarMML Investors Services, LLCNYLIFE Securities LLC02-28-2013
Jeremy Wayne AustinPruco Securities, LLC.NYLIFE Securities LLC12-13-2013
John Charles Baer IIIMorgan StanleyNYLIFE Securities LLC$2506-22-2016
John Charles HillMML Investors Services, LLCNYLIFE Securities LLC10-18-2018
John Garrett Stone Jr.The O.N. Equity Sales CompanyNYLIFE Securities LLC$110-21-2011
Jonathan James DelpWells Fargo Clearing Services, LLCNYLIFE Securities LLC07-15-2013
Kent Heisey GibsonMML Investors Services, LLCNYLIFE Securities LLC03-01-2019
Kevin Joseph KelleherWells Fargo Clearing Services, LLCNYLIFE Securities LLC$111-12-2010
Lindsey Anne CliffordAXA Advisors, LLCNYLIFE Securities LLC06-29-2017
Mark Anthony HobbsMetLife Securities Inc.NYLIFE Securities LLC12-18-2009
Mary Ellen LitterPNC InvestmentsNYLIFE Securities LLC07-09-2014
Michael Travis SensenbaughM&T Securities, Inc.NYLIFE Securities LLC05-31-2017
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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