Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kristopher Michael MaleskiCommonwealth Financial NetworkNYLIFE Securities LLC07-15-2019
Blair L. FetzerPruco Securities, LLC.NYLIFE Securities LLC06-25-2019
Jesse KahnCitigroup Global Markets Inc.NYLIFE Securities LLC05-06-2019
Andrew VenezieMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC04-02-2019
Kent H GibsonMML Investors Services, LLCNYLIFE Securities LLC03-01-2019
Michelle Kindrell CobbMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-05-2018
Terrence Andrew TaylorLincoln Financial Securities CorporationNYLIFE Securities LLC07-02-2018
David Cameron DlugaczPruco Securities, LLC.NYLIFE Securities LLC06-20-2018
William Edward HeimrichHornor, Townsend & Kent, LLCNYLIFE Securities LLC06-01-2018
Angel Luis MartinezPNC InvestmentsNYLIFE Securities LLC04-10-2018
Michael J. WallachAllstate Financial Services, LLCNYLIFE Securities LLC02-22-2018
Ryan Robert RushePruco Securities, LLC.NYLIFE Securities LLC01-09-2018
Daniel Steven Wheeler Jr.H. Beck, Inc.NYLIFE Securities LLC01-04-2018
Derilyn FreemanPruco Securities, LLC.NYLIFE Securities LLC09-01-2017
Lindsey Anne CliffordAXA Advisors, LLCNYLIFE Securities LLC06-29-2017
Scott John AlfordPruco Securities, LLC.NYLIFE Securities LLC06-22-2017
Michael Travis SensenbaughM&T Securities, Inc.NYLIFE Securities LLC05-31-2017
Frank ChiovaroMorgan StanleyNYLIFE Securities LLC10-26-2016
George Stuart LacherMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC09-19-2016
Robert Hamilton Hannan Jr.The Capital Group Investment Advisory Services, LLCNYLIFE Securities LLC02-26-2016
Christopher Michael SheelerBB&T Investment Services, Inc.NYLIFE Securities LLC05-04-2015
Christopher Paul BlahutPruco Securities, LLC.NYLIFE Securities LLC10-22-2014
Mary Ellen LitterPNC InvestmentsNYLIFE Securities LLC07-09-2014
Rebekah Sue ValenzuelaCetera Advisor Networks LLCNYLIFE Securities LLC01-16-2014
Jeremy W. AustinPruco Securities, LLC.NYLIFE Securities LLC12-13-2013
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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