Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederick Nelson CassillyCassilly FinancialNorthwestern Mutual Investment Services, LLC03-19-2019
John Joseph HorriganLPL Financial LLCNorthwestern Mutual Investment Services, LLC$2501-11-2019
Kenneth M. PumphreyLPL Financial LLCNorthwestern Mutual Investment Services, LLC01-11-2019
Tommy Burrell DavisNavy Federal Brokerage Services, LLCNorthwestern Mutual Investment Services, LLC12-11-2017
Diane Tylene Jones RichardsMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC12-20-2016
Benjamin Samuel OffitKestra Investment Services, LLCNorthwestern Mutual Investment Services, LLC$103-02-2016
Eric Jay JorgensenMainStreet Financial Planning, Inc.Northwestern Mutual Investment Services, LLC03-02-2016
Reed Anthony SalonyLincoln Financial Advisors CorporationNorthwestern Mutual Investment Services, LLC10-15-2015
Jessie James AustinMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC08-05-2015
Ravenna D DodsNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC07-21-2015
Brodie Garrett LeapPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC02-23-2015
Colin M Robertson IIIMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-23-2015
Douglas D. StockmanPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC$102-06-2015
Christopher James KnorrMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-28-2015
James Christopher McnealeyRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC08-25-2014
Stephen Michael WengryniukPNC InvestmentsNorthwestern Mutual Investment Services, LLC05-19-2014
Constance Rae StevensonLincoln Financial Advisors CorporationNorthwestern Mutual Investment Services, LLC12-02-2013
Jason M SlotkinMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC$109-27-2013
Peter R ParisMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC04-29-2013
Matthew Davis HashimotoPNC InvestmentsNorthwestern Mutual Investment Services, LLC11-30-2012
Victoria Lucrecia StaudingerNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC$109-11-2012
Adam Scott AriosaLPL Financial LLCNorthwestern Mutual Investment Services, LLC$1,00008-19-2011
Heath Justin HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC03-31-2011
John David SullivanVSR Financial Services, Inc.Northwestern Mutual Investment Services, LLC03-01-2011
Robert Ryan BakerWaddell & ReedNorthwestern Mutual Investment Services, LLC11-22-2010
Next Page »

Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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