Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Scott AriosaLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-19-2011
Audrey Lynn SnyderLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Barclay Spencer BrightStifel, Nicolaus & Company, IncorporatedNorthwestern Mutual Investment Services, LLC05-14-2009
Benjamin Adam WhitacreLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Benjamin Samuel OffitKestra Investment Services, LLCNorthwestern Mutual Investment Services, LLC03-02-2016
Bradley Joseph NolanNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC02-15-2011
Brian Lee SlagleLombard Securities IncorporatedNorthwestern Mutual Investment Services, LLC11-02-2017
Brodie Garrett LeapPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC02-23-2015
Chaim Yehuda FinkelsteinThe Parkridge GroupNorthwestern Mutual Investment Services, LLC01-25-2018
Christopher James KnorrMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-28-2015
Cody W HobelmannLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Colin M. Robertson IIIMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-23-2015
Daniel Lee ToulaStifel, Nicolaus & Company, IncorporatedNorthwestern Mutual Investment Services, LLC03-04-2015
Diane T. Jones RichardsMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC12-20-2016
Douglas D. StockmanPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC02-06-2015
Eric Jay JorgensenMainStreet Financial Planning, Inc.Northwestern Mutual Investment Services, LLC03-02-2016
Folasade Fatima AkingbadeMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC10-11-2017
Frederick Nelson CassillyCassilly FinancialNorthwestern Mutual Investment Services, LLC03-19-2019
Heath J. HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC03-31-2011
Jacob Thomas MillerFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC08-27-2019
James Christopher McNealeyRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC08-25-2014
James Franklin Adair IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Jason M SlotkinMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC09-27-2013
Jessie James AustinMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC08-05-2015
John David SullivanVSR Financial Services, Inc.Northwestern Mutual Investment Services, LLC03-01-2011
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.