Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Raymond SchoenleberRaymond James Financial Services, Inc.PNC Investments03-24-2009
David Anthony HemlerLPL Financial LLCPNC Investments$2506-26-2009
Zaneilia Arnicia HarrisHarris and Harris Wealth Management Group, LLCPNC Investments07-09-2009
Sharon Lawson GrinestaffLPL Financial LLCPNC Investments$2510-07-2009
David Russell NetererLPL Financial LLCPNC Investments01-04-2010
Kelly I BateyLPL Financial LLCPNC Investments12-10-2010
Rajat Varada RajanWells Fargo Clearing Services, LLCPNC Investments12-15-2010
George Martin DavisSunTrust Investment Services, Inc.PNC Investments$5004-26-2011
Anna G NewtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-02-2011
Shannon Wesley PetersonWells Fargo Clearing Services, LLCPNC Investments01-05-2012
Thomas Michael KenneyTIAA-CREF Individual & Institutional Services, LLCPNC Investments07-09-2012
Vernon Burdell CunninghamLPL Financial LLCPNC Investments$5011-09-2012
Gregory Marc CorneilleAxcel Capital Management, LLCPNC Investments03-13-2013
Dennis Amechi OparaugoCharles Schwab & Co., Inc.PNC Investments09-05-2013
Mark John PeloquinTIAA-CREF Individual & Institutional Services, LLCPNC Investments09-26-2013
Eric William DDioInfinex Investments, Inc.PNC Investments$5011-01-2013
Hugh Solomon Valentine Leslie VSunTrust Investment Services, Inc.PNC Investments$5001-24-2014
Frank Paul BartoliniTIAA-CREF Individual & Institutional Services, LLCPNC Investments08-18-2014
James Michael DevinWells Fargo Clearing Services, LLCPNC Investments09-22-2014
Maritza HernandezMorgan StanleyPNC Investments09-30-2015
Dean F BowenCharles Schwab & Co., Inc.PNC Investments10-08-2015
Nils Omar VidalMorgan StanleyPNC Investments05-17-2016
Brian Joseph DinkaWells Fargo Clearing Services, LLCPNC Investments05-31-2017
Shaun BlakesleeLPL Financial LLCPNC Investments$6206-26-2017
Shaun Michael BlakesleeSFG Wealth ManagementPNC Investments$1006-26-2017
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.