Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anna G NewtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-02-2011
Brian Joseph DinkaWells Fargo Clearing Services, LLCPNC Investments05-31-2017
Brianna Maria BuckleyCetera Investment Services LLCPNC Investments02-21-2020
Craig Tilghman BoothSecurities America, Inc.PNC Investments11-30-2018
Crystal Sage BarkerEdward JonesPNC Investments05-18-2018
David Anthony HemlerLPL Financial LLCPNC Investments$2506-26-2009
David Russell NetererLPL Financial LLCPNC Investments01-04-2010
Dean F BowenCharles Schwab & Co., Inc.PNC Investments10-08-2015
Dennis Amechi OparaugoCharles Schwab & Co., Inc.PNC Investments09-05-2013
Eric William DDioInfinex Investments, Inc.PNC Investments$5011-01-2013
Frank Paul BartoliniTIAA-CREF Individual & Institutional Services, LLCPNC Investments08-18-2014
George Martin DavisSunTrust Investment Services, Inc.PNC Investments$5004-26-2011
Gregory Marc CorneilleAxcel Capital Management, LLCPNC Investments03-13-2013
Hugh Solomon Valentine Leslie VSunTrust Investment Services, Inc.PNC Investments$5001-24-2014
James Alan FrangenbergM&T Securities, Inc.PNC Investments$5009-27-2018
James Michael DevinWells Fargo Clearing Services, LLCPNC Investments09-22-2014
Jasmin Tesse La-Rue WaddellMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$15008-15-2018
John Joseph Cahill IVWells Fargo Clearing Services, LLCPNC Investments$2512-03-2018
Joseph R GeldHWA Financial GroupPNC Investments09-28-2017
Kelly I BateyLPL Financial LLCPNC Investments12-10-2010
Kevin FlahertyFolger Nolan Fleming Douglas IncorporatedPNC Investments08-04-2017
Marco A SotoWells Fargo Clearing Services, LLCPNC Investments$15006-06-2018
Maritza HernandezMorgan StanleyPNC Investments09-30-2015
Mark John PeloquinTIAA-CREF Individual & Institutional Services, LLCPNC Investments09-26-2013
Michael Raymond SchoenleberRaymond James Financial Services, Inc.PNC Investments03-24-2009
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.