Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zaneilia Arnicia HarrisHarris and Harris Wealth Management Group, LLCPNC Investments07-09-2009
William M. FryerFolger Nolan Fleming Douglas IncorporatedPNC Investments08-04-2017
Wesley Jarrett ClarkTIAA-CREF Individual & Institutional Services, LLCPNC Investments11-29-2018
Waheed A. SiddiquiSunTrust Investment Services, Inc.PNC Investments02-26-2010
Vernon Burdell CunninghamLPL Financial LLCPNC Investments$1011-09-2012
Upinder Kaur ChandhokSunTrust Investment Services, Inc.PNC Investments07-18-2018
Travis Richard ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments02-08-2016
Tiana Yvette Wells-LawsonSunTrust Investment Services, Inc.PNC Investments09-25-2012
Thomas Michael KenneyTIAA-CREF Individual & Institutional Services, LLCPNC Investments07-09-2012
Thomas Joseph FaganMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments02-02-2016
Stephen James RafterSagePoint Financial, Inc.PNC Investments11-05-2013
Stephanie Ann YoingcoCitigroup Global Markets Inc.PNC Investments$108-10-2015
Stefanie N. SwezeyScottrade, Inc.PNC Investments01-30-2017
Shaun Michael BlakesleeSFG Wealth ManagementPNC Investments$1006-26-2017
Sharon Lawson GrinestaffLPL Financial LLCPNC Investments10-07-2009
Shannon Wesley PetersonWells Fargo Clearing Services, LLCPNC Investments01-05-2012
Sarah Laurene SanteufemioNYLIFE Securities LLCPNC Investments$1010-17-2017
Ryan T. SangsterMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments11-21-2018
Ryan Michael RecknerLPL Financial LLCPNC Investments04-21-2017
Russell Raymond PriddyWells Fargo Clearing Services, LLCPNC Investments$15009-24-2018
Rupinder KaurCitigroup Global Markets Inc.PNC Investments05-12-2017
Roy Daniel HottelInfinex Investments, Inc.PNC Investments07-29-2011
Robert KamyaWells Fargo Clearing Services, LLCPNC Investments01-14-2019
Reggie Jerome TurnerEK Riley Investments, LLCPNC Investments$15008-03-2018
Rajat Varada RajanWells Fargo Clearing Services, LLCPNC Investments12-15-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.