Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan E. StatonFounders Financial Securities LLCPark Avenue Securities LLC02-28-2020
Nicholas G. HoodMML Investors Services, LLCPark Avenue Securities LLC09-30-2019
John Christopher VaccacioCambridge Investment Research, Inc.Park Avenue Securities LLC07-25-2019
Gregory S WillBestgate Wealth Advisors, LLCPark Avenue Securities LLC06-17-2019
Jack Quang LePark Avenue Securities LLCPark Avenue Securities LLC02-15-2019
Darren Patrick StranieroOnPlane Financial AdvisorsPark Avenue Securities LLC02-14-2019
Tomash Daniel SkibinskiNYLIFE Securities LLCPark Avenue Securities LLC$105-15-2018
Mark Bradley SchulzeMorgan StanleyPark Avenue Securities LLC11-28-2017
Christopher Sean MaiensheinPruco Securities, LLC.Park Avenue Securities LLC03-21-2017
Bernard William RichardsM&T Securities, Inc.Park Avenue Securities LLC08-23-2016
David Yong Soo BubbCharles Schwab & Co., Inc.Park Avenue Securities LLC06-21-2016
William J AtkinsMML Investors Services, LLCPark Avenue Securities LLC05-18-2016
Kensley Duane DouganSecurian Financial Services, Inc.Park Avenue Securities LLC03-21-2016
Edward Francis Toole Jr.Allstate Financial Services, LLCPark Avenue Securities LLC11-02-2015
Thomas Tristany TrelaMML Investors Services, LLCPark Avenue Securities LLC09-02-2015
Aaron Joshua CirksenaMorgan StanleyPark Avenue Securities LLC03-27-2014
Dawn Christine HancockMML Investors Services, LLCPark Avenue Securities LLC10-14-2013
Kenneth Andrew SmithCommonwealth Financial NetworkPark Avenue Securities LLC01-03-2013
Frances Ann TolerNYLIFE Securities LLCPark Avenue Securities LLC$1006-11-2012
Daniel E. JossenNYLIFE Securities LLCPark Avenue Securities LLC06-07-2011
Yoshiko HayakawaNYLIFE Securities LLCPark Avenue Securities LLC06-06-2011
Charles Clayton McNally Jr.LPL Financial LLCPark Avenue Securities LLC05-13-2011
Susan Michele MitcheltreeKestra Investment Services, LLCPark Avenue Securities LLC12-01-2010
John A. EngermanMML Investors Services, LLCPark Avenue Securities LLC02-09-2010
Robert Anthony HaughPNC InvestmentsPark Avenue Securities LLC$1011-20-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.