Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cindy Shukman ChukFidelity Brokerage Services LLCPruco Securities, LLC.03-04-2020
Eric Edward GronbeckMML Investors Services, LLCPruco Securities, LLC.02-21-2020
Martin KristMML Investors Services, LLCPruco Securities, LLC.08-28-2019
Joseph George DonigerBrokers International Financial Services, LLC.Pruco Securities, LLC.06-11-2019
John Francis Mulheron Jr.Mutual of Omaha Investor Services, Inc.Pruco Securities, LLC.04-24-2019
Yoshiko HayakawaSecurian Financial Services, Inc.Pruco Securities, LLC.09-12-2018
Sanjeev ButaniNYLIFE Securities LLCPruco Securities, LLC.07-06-2018
Devon Michael JerrardMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.05-14-2018
Paul Austin MassariCambridge Investment Research, Inc.Pruco Securities, LLC.11-17-2017
Leon MensahMML Investors Services, LLCPruco Securities, LLC.05-09-2017
Donald Bruce WilsonHornor, Townsend & Kent, LLCPruco Securities, LLC.01-19-2017
Sherry L. NickersonMorgan StanleyPruco Securities, LLC.01-05-2017
Lamont Nicholas CorprewMorgan StanleyPruco Securities, LLC.05-23-2016
Purnell Scott ThurmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.05-09-2016
John David LewisH. Beck, Inc.Pruco Securities, LLC.11-12-2015
Jaclyn Danielle DunnLPL Financial LLCPruco Securities, LLC.08-12-2015
Michael Francis HutchisonAllstate Financial Services, LLCPruco Securities, LLC.$1005-18-2015
Bong Hoe ChoeMML Investors Services, LLCPruco Securities, LLC.04-14-2015
Sean S. GreenAmerican Portfolios Financial Services, Inc.Pruco Securities, LLC.12-05-2014
Anthony Mario BrusioMetLife Securities Inc.Pruco Securities, LLC.11-05-2014
Scott Frederick SpranklinTriad Advisors LLCPruco Securities, LLC.09-18-2014
Geoffrey Lynn NewmanH. Beck, Inc.Pruco Securities, LLC.02-12-2013
Sean Eric McComberLPL Financial LLCPruco Securities, LLC.11-26-2012
John Charles HarmonPruco Securities, LLC.Pruco Securities, LLC.06-11-2012
Claude Saunders RomanoH. Beck, Inc.Pruco Securities, LLC.$5012-01-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.