Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin Hayden WoelperAmeriprise Financial Services, Inc.RBC Capital Markets, LLC10-04-2013
Derek Michael EhmanBB&T Securities, LLCRBC Capital Markets, LLC$1008-06-2014
David Alan AndersonBB&T Securities, LLCRBC Capital Markets, LLC$5001-17-2014
Gilbert Anthony KutaCapitol Securities Management, Inc.RBC Capital Markets, LLC$15008-31-2009
Floyd Lankford IIIChapin, DavisRBC Capital Markets, LLC01-01-2017
James Francis McCrory Jr.Coastal Equities, Inc.RBC Capital Markets, LLC$25005-26-2016
Gregory Alexander AndraCommonwealth Financial NetworkRBC Capital Markets, LLC$2509-10-2010
William James RileyCristata Investment ManagementRBC Capital Markets, LLC04-27-2009
John James KriegerFolger Nolan Fleming Douglas IncorporatedRBC Capital Markets, LLC$5009-25-2015
Edwin Roland Mowbray IIIFolger Nolan Fleming Douglas IncorporatedRBC Capital Markets, LLC08-16-2013
Kitridge Arthur BuritschFolger Nolan Fleming Douglas IncorporatedRBC Capital Markets, LLC$1010-08-2010
Andrew Reiley CrosbyGreenspring Advisors, LLCRBC Capital Markets, LLC03-22-2017
Gregory Alan HobsonGreenspring Advisors, LLCRBC Capital Markets, LLC03-21-2017
James Michael WinnerJanney Montgomery Scott LLCRBC Capital Markets, LLC$10010-29-2015
John Todd PaulinyJanney Montgomery Scott LLCRBC Capital Markets, LLC$5004-01-2015
Patrick Joseph GolesJanney Montgomery Scott LLCRBC Capital Markets, LLC11-07-2013
John Matthew GolesJanney Montgomery Scott LLCRBC Capital Markets, LLC11-07-2013
Steven John Deboy Jr.Janney Montgomery Scott LLCRBC Capital Markets, LLC11-07-2013
Jeremy Christian KoberMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC08-20-2010
Regis Francis LarkinMorgan StanleyRBC Capital Markets, LLC$5007-21-2017
Alan Eric SeiderNBC Securities, Inc.RBC Capital Markets, LLC$2502-04-2013
David Michael ZanePNC InvestmentsRBC Capital Markets, LLC07-25-2011
Craig Hampton DeckerRaymond James & Associates, Inc.RBC Capital Markets, LLC$5211-04-2016
Daniel Stuart NewellStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$5002-28-2018
Charles Wilson McNeillyVoya Financial Advisors, Inc.RBC Capital Markets, LLC06-17-2014
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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