Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan GershowitzLombard Securities IncorporatedRBC Capital Markets, LLC09-14-2009
Andrew Reiley CrosbyGreenspring Advisors, LLCRBC Capital Markets, LLC03-22-2017
Anna Clarette N'Jie-KonteDare To Dream Financial PlanningRBC Capital Markets, LLC08-09-2019
Charles Wilson McNeillyVoya Financial Advisors, Inc.RBC Capital Markets, LLC06-17-2014
Christopher Patrick GolesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$15005-20-2011
Craig Hampton DeckerRaymond James & Associates, Inc.RBC Capital Markets, LLC$52011-04-2016
Daniel Robert CamposSecurities America, Inc.RBC Capital Markets, LLC05-13-2019
Daniel Stuart NewellStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$50002-28-2018
David Alan AndersonBB&T Securities, LLCRBC Capital Markets, LLC$50001-17-2014
David Michael ZanePNC InvestmentsRBC Capital Markets, LLC07-25-2011
Derek Michael EhmanBB&T Securities, LLCRBC Capital Markets, LLC$10008-06-2014
Edwin Roland Mowbray IIIFolger Nolan Fleming Douglas IncorporatedRBC Capital Markets, LLC08-16-2013
Floyd Lankford IIIChapin, DavisRBC Capital Markets, LLC01-01-2017
Frederick Keith PacenWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$50003-19-2010
Gilbert Anthony KutaCapitol Securities Management, Inc.RBC Capital Markets, LLC$15008-31-2009
Gregory Alan HobsonGreenspring Advisors, LLCRBC Capital Markets, LLC03-21-2017
Gregory Alexander AndraCommonwealth Financial NetworkRBC Capital Markets, LLC$25009-10-2010
Jacob Saul DembowitzWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$25005-14-2014
James Francis McCrory Jr.Coastal Equities, Inc.RBC Capital Markets, LLC$10005-26-2016
James Michael WinnerJanney Montgomery Scott LLCRBC Capital Markets, LLC$10010-29-2015
James Sherwood GibbonsWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$50003-23-2012
James Taylor MontgomeryFolger Nolan Fleming Douglas IncorporatedRBC Capital Markets, LLC04-09-2010
Jeremy Christian KoberMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$10008-20-2010
John Hammond Urner Jr.Commonwealth Financial NetworkRBC Capital Markets, LLC$50009-10-2010
John James KriegerFolger Nolan Fleming Douglas IncorporatedRBC Capital Markets, LLC$50009-25-2015
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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