Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Robert CamposSecurities America, Inc.RBC Capital Markets, LLC05-13-2019
Andrew Reiley CrosbyGreenspring Advisors, LLCRBC Capital Markets, LLC03-22-2017
Floyd Lankford IIIChapin, DavisRBC Capital Markets, LLC01-01-2017
Megan Nicole KellyBridgewater Wealth & Financial Management, LLCRBC Capital Markets, LLC01-08-2016
Maximilien Freelander IIWells Fargo Clearing Services, LLCRBC Capital Markets, LLC04-02-2015
Roger Joseph RathEdward JonesRBC Capital Markets, LLC03-23-2015
Charles Wilson McNeillyVoya Financial Advisors, Inc.RBC Capital Markets, LLC06-17-2014
Ralph Joseph AballoBB&T Securities, LLCRBC Capital Markets, LLC01-17-2014
John Joseph Darlington IIIWells Fargo Clearing Services, LLCRBC Capital Markets, LLC01-10-2014
Patrick Joseph GolesJanney Montgomery Scott LLCRBC Capital Markets, LLC11-07-2013
John Matthew GolesJanney Montgomery Scott LLCRBC Capital Markets, LLC11-07-2013
Steven John Deboy Jr.Janney Montgomery Scott LLCRBC Capital Markets, LLC11-07-2013
Justin Hayden WoelperAmeriprise Financial Services, LLCRBC Capital Markets, LLC10-04-2013
Edwin Roland Mowbray IIIFolger Nolan Fleming Douglas IncorporatedRBC Capital Markets, LLC08-16-2013
John William CutshallMorgan StanleyRBC Capital Markets, LLC06-14-2013
Sean Christopher SomervilleMorgan StanleyRBC Capital Markets, LLC03-28-2013
John Ryan TolsonMML Investors Services, LLCRBC Capital Markets, LLC01-23-2013
David Michael ZanePNC InvestmentsRBC Capital Markets, LLC07-25-2011
Christopher Patrick GolesWells Fargo Clearing Services, LLCRBC Capital Markets, LLC05-20-2011
Jeremy Christian KoberMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC08-20-2010
James Taylor MontgomeryFolger Nolan Fleming Douglas IncorporatedRBC Capital Markets, LLC04-09-2010
Alan GershowitzLombard Securities IncorporatedRBC Capital Markets, LLC09-14-2009
Robin Olin OegerleB. Riley Wealth ManagementRBC Capital Markets, LLC03-30-2009
Derek Michael EhmanBB&T Securities, LLCRBC Capital Markets, LLC$1008-06-2014
Kitridge Arthur BuritschFolger Nolan Fleming Douglas IncorporatedRBC Capital Markets, LLC$1010-08-2010
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.