Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kirk Daress Brooks Jr.Raymond James Financial Services, Inc.SunTrust Investment Services, Inc.06-22-2018
Patricia Ann AlmonyEquity Services, Inc.SunTrust Investment Services, Inc.06-19-2018
William Swinson PeacockMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.06-05-2018
Jeffrey Alan HamiltonPNC InvestmentsSunTrust Investment Services, Inc.$5012-13-2017
David Michael PlasseM&T Securities, Inc.SunTrust Investment Services, Inc.06-07-2017
Joseph Robert O'ConnorEdward JonesSunTrust Investment Services, Inc.$15004-17-2017
Anthony WykesMorgan StanleySunTrust Investment Services, Inc.04-07-2017
Robert Weilt Sitton Jr.Morgan StanleySunTrust Investment Services, Inc.$5003-31-2017
Annette Marie NicolayMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.03-16-2017
Jonathan Landry AdamsPNC InvestmentsSunTrust Investment Services, Inc.12-15-2016
Patpong ThaiyodCambridge Investment Research, Inc.SunTrust Investment Services, Inc.08-17-2016
Cindy Jane ThompsonPNC InvestmentsSunTrust Investment Services, Inc.09-29-2015
Steven Eugene SweigertPKS Investment Advisors LLCSunTrust Investment Services, Inc.08-28-2015
Steven Louis CavagnaroM&T Securities, Inc.Suntrust Investment Services, Inc.04-15-2015
Waheed Anzar SiddiquiCitigroup Global Markets Inc.SunTrust Investment Services, Inc.$15004-07-2015
Justin Wade RomeroMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.03-12-2015
Crystal Sage BarkerPNC InvestmentsSunTrust Investment Services, Inc.03-03-2015
Charles Wayne Coffey Jr.Wells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.02-20-2015
Chrystin Michelle BrackettMetLife Securities Inc.SunTrust Investment Services, Inc.01-07-2015
Joseph Kenneth Stewart IIIM&T Securities, Inc.SunTrust Investment Services, Inc.$108-27-2014
Troy Martin BroadbentPNC InvestmentsSunTrust Investment Services, Inc.10-09-2013
Sherry Anne SaucermanWells Fargo Advisors Financial Network, LLCSunTrust Investment Services, Inc.08-02-2013
Aaron Jacob BurlesonAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.12-20-2012
George Lawrence BarnettM&T Securities, Inc.SunTrust Investment Services, Inc.$110-01-2012
Herbert Leon McclaryWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.08-17-2012
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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