Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank Peter ScicchitanoWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.12-13-2019
Cory Dale ChambersWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.12-13-2019
Clark James KlineMorgan StanleyUBS Financial Services Inc.11-01-2019
Paul F. GrambschRaymond James & Associates, Inc.UBS Financial Services Inc.09-03-2019
Arun SardanaRaymond James & Associates, Inc.UBS Financial Services Inc.$2509-03-2019
Adam David ProgerRaymond James & Associates, Inc.UBS Financial Services Inc.09-03-2019
Reilly LoflinRaymond James & Associates, Inc.UBS Financial Services Inc.09-03-2019
David Brian MillerRBC Capital Markets, LLCUBS Financial Services Inc.08-21-2019
Jerry Dominic TrumanRBC Capital Markets, LLCUBS Financial Services Inc.$10001-23-2019
Eladio Arturo SantiagoCambridge Investment Research, Inc.UBS Financial Services Inc.10-26-2018
Shepard Alan BuckmanUnited Brokerage Services, IncUBS Financial Services Inc.$5008-16-2018
James Arthur KujawskiAmeriprise Financial Services, LLCUBS Financial Services Inc.03-26-2018
Gayle Anne DillaNBC Securities, Inc.UBS Financial Services Inc.12-01-2017
David James BoltenWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-03-2017
Charles Jason BealSunTrust Investment Services, Inc.UBS Financial Services Inc.$5009-09-2016
Keith Terry BarberisRaymond James Financial Services, Inc.UBS Financial Services Inc.$5007-20-2016
Paul Anderson NewmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5006-08-2016
Tom Watson O'Bryon IIRaymond James Financial Services, Inc.UBS Financial Services Inc.$10005-12-2016
Mark A. Fitz-PatrickMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2503-31-2016
Michael Addison Fitz-PatrickMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-31-2016
Hal Paul NewmanSunTrust Investment Services, Inc.UBS Financial Services Inc.$20003-29-2016
Nicole Jane McCuskeyRaymond James Financial Services, Inc.UBS Financial Services Inc.02-24-2016
Constance Mackay MinerRaymond James Financial Services, Inc.UBS Financial Services Inc.$10001-14-2016
Ross C. HamiltonRaymond James Financial Services, Inc.UBS Financial Services Inc.01-14-2016
David Paul BrownSunTrust Investment Services, Inc.UBS Financial Services Inc.$5012-04-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.