Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank Peter ScicchitanoWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.12-13-2019
Cory Dale ChambersWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.12-13-2019
Clark James KlineMorgan StanleyUBS Financial Services Inc.11-01-2019
Paul F. GrambschRaymond James & Associates, Inc.UBS Financial Services Inc.09-03-2019
Adam David ProgerRaymond James & Associates, Inc.UBS Financial Services Inc.09-03-2019
Reilly LoflinRaymond James & Associates, Inc.UBS Financial Services Inc.09-03-2019
David Brian MillerRBC Capital Markets, LLCUBS Financial Services Inc.08-21-2019
Eladio Arturo SantiagoCambridge Investment Research, Inc.UBS Financial Services Inc.10-26-2018
James Arthur KujawskiAmeriprise Financial Services, LLCUBS Financial Services Inc.03-26-2018
Gayle Anne DillaNBC Securities, Inc.UBS Financial Services Inc.12-01-2017
David James BoltenWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-03-2017
Michael Addison Fitz-PatrickMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-31-2016
Nicole Jane McCuskeyRaymond James Financial Services, Inc.UBS Financial Services Inc.02-24-2016
Ross C. HamiltonRaymond James Financial Services, Inc.UBS Financial Services Inc.01-14-2016
Brigid Mary KemmererSunTrust Investment Services, Inc.UBS Financial Services Inc.12-04-2015
Lorenzo David AscoliWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-02-2015
John Thomas HalleronHarbor Investment Advisory, LLCUBS Financial Services Inc.09-11-2015
Brian Michael BassCetera Advisors LLCUBS Financial Services Inc.06-17-2015
Gerald Louis FilsAdventus Veritas LLCUBS Financial Services Inc.05-22-2015
Daniel Robert CamposRBC Capital Markets, LLCUBS Financial Services Inc.02-02-2015
Christopher Michael LappMorgan StanleyUBS Financial Services Inc.01-29-2014
Patrick Joseph Buttarazzi Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.06-07-2013
Susan Commins GallagherWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-26-2012
Todd D. FlowerCetera Investment Services LLCUBS Financial Services Inc.12-12-2011
Richard Brian WelshPrivate Advisor Group, LLCUBS Financial Services Inc.12-12-2011
Next Page »

Showing 1 to 25 of 78 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.