Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chad Everett VaughnMorgan StanleyUBS Financial Services Inc.06-30-2010
Christopher Michael LappMorgan StanleyUBS Financial Services Inc.01-29-2014
Clark James KlineMorgan StanleyUBS Financial Services Inc.11-01-2019
Eric David BrannMorgan StanleyUBS Financial Services Inc.$5006-30-2010
Lawrence Robert WethjeMorgan StanleyUBS Financial Services Inc.$5012-03-2012
Louis Alan SchaftelMorgan StanleyUBS Financial Services Inc.$10004-08-2014
Matthew Allen MayMorgan StanleyUBS Financial Services Inc.06-30-2010
Matthew Manning IIMorgan StanleyUBS Financial Services Inc.$2509-30-2010
Philip Kenneth LeeMorgan StanleyUBS Financial Services Inc.$1006-30-2010
Robert Alexander FollitMorgan StanleyUBS Financial Services Inc.$10001-30-2014
Thad Rankin BisselleMorgan StanleyUBS Financial Services Inc.$10005-20-2010

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.