Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian SalcettiAxa AdvisorsWells Fargo Advisors06-10-2015
James Gibbons, Stephen MarohlRBC Wealth ManagementWells Fargo Advisors$9204-19-2012
Jamie WaldrenMorgan StanleyWells Fargo Advisors$9604-19-2012
Robert MorelandMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$10006-07-2012
Steven CollinsRaymond JamesWells Fargo Advisors$13202-18-2016
David Greenleigh, Brian LutsMorgan StanleyWells Fargo Advisors$16009-25-2012
Howard Mirvis, Larry HolmesMorgan StanleyWells Fargo Advisors$22003-28-2013
Thomas Fautrel, Paul CarlsonMorgan StanleyWells Fargo Advisors$22512-01-2016
Tom Fautrel, Paul CarlsonMorgan StanleyWells Fargo Advisors$24312-14-2016
Thomas Bird, Kenneth BarkmanMorgan StanleyWells Fargo Advisors$25002-17-2012
Doug Brandeen, David Brandeen, Jeff Link, Dean ShuplinkovMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$55506-10-2015

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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