Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Edward MeeganLPL Financial LLCWells Fargo Clearing Services, LLC$1,00001-25-2019
Matthew Ryan DiehlMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-29-2018
Manuel Octavio Reyes Jr.SunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC07-11-2018
Elizabeth A GunterRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-27-2018
Christine Marie MckayNationwide Securities, LLCWells Fargo Clearing Services, LLC04-17-2018
Seymour Robert SlatkinRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10003-15-2018
Seth Albert WindmullerMorgan StanleyWells Fargo Clearing Services, LLC03-13-2018
Miguel-Angel LopezRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10001-11-2018
Thomas Kayvon HagighJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$112-08-2017
Robyn Shanae HawkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-29-2017
Andrew Louis KadalaCetera Advisors LLCWells Fargo Clearing Services, LLC$4809-27-2017
Katie Lynn HughesChapin, DavisWells Fargo Clearing Services, LLC09-13-2017
Daniel Stanley DerisioMorgan StanleyWells Fargo Clearing Services, LLC$1,00008-17-2017
Deborah Carter SmithMorgan StanleyWells Fargo Clearing Services, LLC$1,00008-17-2017
William Jamieson SmithMorgan StanleyWells Fargo Clearing Services, LLC08-17-2017
Jasmin Tesse La-Rue WaddellPNC InvestmentsWells Fargo Clearing Services, LLC07-18-2017
Anna Maria MirandaSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC06-29-2017
Lester Walker DennisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-06-2017
Michael L Devincentis Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$5005-25-2017
E Al RobinsonJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-13-2017
Burton DanielJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$102-17-2017
Marvin Vernon Snyder Jr.Janney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10002-17-2017
Sandra Lynn StollJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5002-17-2017
James Busey NicholsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-02-2016
Mark Robert MahaneyLPL Financial LLCWells Fargo Clearing Services, LLC$5009-02-2016
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Showing 1 to 25 of 136 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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