Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Robert CulinerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10001-15-2009
Jonathan Edison BradleyCristata Investment ManagementWells Fargo Clearing Services, LLC04-27-2009
Barry David Barton SilverH. Beck, Inc.Wells Fargo Clearing Services, LLC$2505-05-2009
Craig Bentley DiamondChapin, DavisWells Fargo Clearing Services, LLC05-29-2009
Francis Alexander FrischChapin, DavisWells Fargo Clearing Services, LLC05-29-2009
Mark Robert SwensenChapin, DavisWells Fargo Clearing Services, LLC$5001-05-2010
Brandon Wesley GulleyMML Investors Services, LLCWells Fargo Clearing Services, LLC02-08-2010
Paul Steven CiecwierzLPL Financial LLCWells Fargo Clearing Services, LLC$10004-09-2010
Adam Francis BandMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-20-2010
Seun Gbenga OlojolaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-20-2010
Raymond Edgar Sutch IIIMorgan StanleyWells Fargo Clearing Services, LLC11-19-2010
William Edward Thal IIILPL Financial LLCWells Fargo Clearing Services, LLC01-28-2011
Michael Dean Little Jr.GGM Wealth AdvisorsWells Fargo Clearing Services, LLC04-20-2011
Gary Andrew Edmonds Jr.UBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15004-21-2011
Ashley Tanner LazarewiczMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-23-2011
Aaron Walter MeisnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$2506-10-2011
Eric ShadoffRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-03-2012
Theodora Rose BraverStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-02-2012
Carolyn Soliday MeakemRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10009-24-2012
Traci Meakem RichmondRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-24-2012
Douglas Brant SteadAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2503-15-2013
Michael Ryan TeagueMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1006-04-2013
Theodore Stanislaus BlanchardRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-22-2013
David Tanner RhodesEastport Advisors, LLCWells Fargo Clearing Services, LLC11-06-2013
Nicholas Francis SteierUBS Financial Services Inc.Wells Fargo Clearing Services, LLC04-25-2014
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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