Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Joseph ButtarazziStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-09-2009
Alan Robert CulinerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15001-15-2009
Dulaney Covington Logan JrRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10004-24-2009
Jonathan Edison BradleyCristata Investment ManagementWells Fargo Clearing Services, LLC$2504-27-2009
Craig Bentley DiamondChapin, DavisWells Fargo Clearing Services, LLC$3005-29-2009
Francis Alexander FrischChapin, DavisWells Fargo Clearing Services, LLC$5005-29-2009
Mark Robert SwensenChapin, DavisWells Fargo Clearing Services, LLC$5001-05-2010
Amy Caroline TaylorRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-24-2010
Paul Steven CiecwierzLPL Financial LLCWells Fargo Clearing Services, LLC$5004-09-2010
Scott Alan MarxTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC06-01-2010
James Edwin PetersonMorgan StanleyWells Fargo Clearing Services, LLC$10006-11-2010
Adam BandMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5008-20-2010
Mark Lloyd Fulton JrUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5009-30-2010
Raymond Edgar Sutch IiiMorgan StanleyWells Fargo Clearing Services, LLC$5011-19-2010
William Edward Thal IIILPL Financial LLCWells Fargo Clearing Services, LLC01-28-2011
Michael Dean Little JrGGM Wealth AdvisorsWells Fargo Clearing Services, LLC04-20-2011
Ashley T LazarewiczMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-23-2011
Aaron Walter MeisnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5006-10-2011
Scott Kristofer PattersonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15007-20-2011
Eric ShadoffRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15001-03-2012
Theodora Rose BraverStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-02-2012
John Lynch Arthur DeLuca Lindsay Johns Molly Croyle Allie Gamble-Taylor Andrew FentressRaymond JamesWells Fargo Clearing Services, LLC$47704-05-2012
Carolyn S Meakem Traci Meakem RichmondRaymond JamesWells Fargo Clearing Services, LLC$20009-24-2012
Traci Meakem RichmondRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-24-2012
Tomer ShovalSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$910-24-2012
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Showing 1 to 25 of 111 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.