Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roy Daniel HottelAllstate Financial Services, LLCState Farm VP Management Corp.08-28-2020
John William DixonAllstate Financial Services, LLCMML Investors Services, LLC01-02-2020
Niki Renee GrayAllstate Financial Services, LLCRaymond James Financial Services, Inc.03-13-2019
Michael J WallachAllstate Financial Services, LLCNYLIFE Securities LLC02-22-2018
Princess Jane FaganAllstate Financial Services, LLCMML Investors Services, LLC10-11-2017
Timothy Ray RigginsAllstate Financial Services, LLCNationwide Securities, LLC04-17-2017
Daniel Brian SmithAllstate Financial Services, LLCInfinex Investments, Inc.03-10-2017
Michael Francis HutchisonAllstate Financial Services, LLCPruco Securities, LLC.05-18-2015
Michael Andre WeaverAllstate Financial Services, LLCPFS Investments Inc.03-05-2013
Patricia Annette MoesleinAllstate Financial Services, LLCH. Beck, Inc.08-24-2012
Haughton Athol BowenAllstate Financial Services, LLCNYLIFE Securities LLC03-28-2012
Neal Alan SticklesAllstate Financial Services, LLCNationwide Securities, LLC$5003-26-2012
Steven Frederick MooreAllstate Financial Services, LLCRaymond James Financial Services, Inc.$5011-01-2010
David Richard HeanAllstate Financial Services, LLCState Farm VP Management Corp.06-25-2010
Victor C Campbell JrAllstate Financial Services, LLCNationwide Securities, LLC03-17-2009

Showing 1 to 15 of 15 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.