Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfred Thomas Duncan IIIAmeriprise Financial Services, Inc.Edward Jones$15010-23-2018
Charles Taliaferro Bailey BaileyAmeriprise Financial Services, Inc.Chapin, Davis$5004-09-2018
Charles Timothy HurttAmeriprise Financial Services, Inc.Chapin, Davis$10004-09-2018
James Arthur KujawskiAmeriprise Financial Services, Inc.UBS Financial Services Inc.03-26-2018
Gary Alan RichmanAmeriprise Financial Services, Inc.LPL Financial LLC12-21-2017
Ronald Joseph ZabriskieAmeriprise Financial Services, Inc.Triad Advisors LLC12-08-2017
Mark David McgrathAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$2911-16-2017
Jason Patrick ZephirAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2017
Arnold Ira PaskoffAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated06-30-2017
Kevin Marc BragerAmeriprise Financial Services, Inc.Kestra Investment Services, LLC06-22-2017
Lawrence Thomas SingerAmeriprise Financial Services, Inc.Karilian Capital Management$5005-15-2017
Nathan Aaron CherryAmeriprise Financial Services, Inc.M&T Securities, Inc.03-02-2017
Bryan Christopher BeamerAmeriprise Financial Services, Inc.Kestra Investment Services, LLC02-03-2017
Howard Lee PerlrothAmeriprise Financial Services, Inc.Kestra Advisory Services, LLC$15002-03-2017
Howard Steven GartenhausAmeriprise Financial Services, Inc.Kestra Investment Services, LLC$5002-03-2017
Matthew Richard ZukergoodAmeriprise Financial Services, Inc.Kestra Advisory Services, LLC$2502-03-2017
James Busey NicholsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-02-2016
Sean Riley EldredAmeriprise Financial Services, Inc.First Allied Securities, Inc.09-12-2016
Roy Daniel HottelAmeriprise Financial Services, Inc.Cetera Investment Services LLC05-25-2016
Charles Anthony GueliAmeriprise Financial Services, Inc.Next Financial Group, Inc.02-17-2016
Gautam B BoseAmeriprise Financial Services, Inc.Next Financial Group, Inc.$10012-16-2015
Donna SavageAmeriprise Financial Services, Inc.Edward Jones06-30-2015
Adam GoddardAmeriprise Financial Services, Inc.Morgan Stanley$5006-26-2015
John Joseph YetmanAmeriprise Financial Services, Inc.Morgan Stanley$5006-26-2015
Andrew Paul GoetzAmeriprise Financial Services, Inc.AXA Advisors, LLC03-30-2015
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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