Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald Theodore MurphyAmeriprise Financial Services, Inc.AXA Advisors, LLC$5010-17-2014
William Walter GammonAmeriprise Financial Services, Inc.Centaurus Financial, Inc.$10002-05-2010
Patrick James SvehlaAmeriprise Financial Services, Inc.Century Securities Associates, Inc.03-06-2015
Charles Timothy HurttAmeriprise Financial Services, Inc.Chapin, Davis$10004-09-2018
Charles Taliaferro BaileyAmeriprise Financial Services, Inc.Chapin, Davis$5004-09-2018
Steven Daniel HoffmanAmeriprise Financial Services, Inc.Commerce One Financial Inc.08-09-2013
Michelle Renee OwensAmeriprise Financial Services, Inc.Edelman Financial Services LLC$20002-21-2012
Alfred Thomas Duncan IIIAmeriprise Financial Services, Inc.Edward Jones$15010-23-2018
Sean R. EldredAmeriprise Financial Services, Inc.First Allied Securities, Inc.09-12-2016
Richard Berg Zsakany Jr.Ameriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Kimble Pierce HardmanAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Henry Elon Slyker IIAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Michael Todd BrezovecAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
John Fanning HaleyAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Kristopher Aaron JohannssenAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Scott Alan KatzenbargerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Michael Edward SommerfieldAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Scott Craig FalkowitzAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Amy Elizabeth RobertsAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Bobby D HarrisAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Benjamin Karl HoffmanAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Jeaneen Bickford MonkAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
George Andrew KrzywickiAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Lawrence Thomas SingerAmeriprise Financial Services, Inc.Karilian Capital Management$5005-15-2017
Matthew Richard ZukergoodAmeriprise Financial Services, Inc.Kestra Advisory Services, LLC$2502-03-2017
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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