Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Jacob BurlesonAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.12-20-2012
Adam GoddardAmeriprise Financial Services, Inc.Morgan Stanley$5006-26-2015
Alfred Thomas Duncan IIIAmeriprise Financial Services, Inc.Edward Jones$15010-23-2018
Andrew Paul GoetzAmeriprise Financial Services, Inc.AXA Advisors, LLC03-30-2015
Arnold Ira PaskoffAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated06-30-2017
Bryan Christopher BeamerAmeriprise Financial Services, Inc.Kestra Investment Services, LLC02-03-2017
Chad Carey NewcombAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-14-2009
Charles Anthony GueliAmeriprise Financial Services, Inc.Next Financial Group, Inc.02-17-2016
Charles Louis LaubachAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC09-19-2012
Charles Taliaferro Bailey BaileyAmeriprise Financial Services, Inc.Chapin, Davis$5004-09-2018
Charles Timothy HurttAmeriprise Financial Services, Inc.Chapin, Davis$10004-09-2018
Christopher Brian McgaviskAmeriprise Financial Services, Inc.UBS Financial Services Inc.05-08-2009
Derek Steven FishAmeriprise Financial Services, Inc.UBS Financial Services Inc.09-13-2013
Donna SavageAmeriprise Financial Services, Inc.Edward Jones06-30-2015
Douglas Brant SteadAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$11503-15-2013
Gary Alan RichmanAmeriprise Financial Services, Inc.LPL Financial LLC12-21-2017
Gautam B BoseAmeriprise Financial Services, Inc.Next Financial Group, Inc.$10012-16-2015
Howard Lee PerlrothAmeriprise Financial Services, Inc.Kestra Advisory Services, LLC$15002-03-2017
Howard Steven GartenhausAmeriprise Financial Services, Inc.Kestra Investment Services, LLC$5002-03-2017
James Arthur KujawskiAmeriprise Financial Services, Inc.UBS Financial Services Inc.03-26-2018
James Busey NicholsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-02-2016
Jason Patrick ZephirAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2017
John Joseph YetmanAmeriprise Financial Services, Inc.Morgan Stanley$5006-26-2015
Josh Alan EinzigAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated04-08-2011
Justin Hayden WoelperAmeriprise Financial Services, Inc.RBC Capital Markets, LLC10-04-2013
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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