Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathryn CobbAmeriprise Financial Services, LLCT. Rowe Price Investment Services, Inc.09-08-2020
Michael Timothy MoriartyAmeriprise Financial Services, LLCWealthspire Advisors09-01-2020
Aaron Tsukasa TroupAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.05-01-2020
Alan Charles RayAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.$12903-20-2020
Kevin B Collison Christopher Asher Scott McRoy Pat CothermanAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$67508-30-2019
Scott Gerhart McroyAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25008-30-2019
Christopher Jonathan AsherAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-30-2019
Kevin BRENT CollisonAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2019
Kevin Patrick CothermanAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2019
John Xavier Fremont-SmithAmeriprise Financial Services, LLCVoya Investments Distributor, LLC08-19-2019
Regis Joseph Michael BreenAmeriprise Financial Services, LLCLincoln Financial Advisors Corporation07-18-2019
Eric Anthony BorsoniAmeriprise Financial Services, LLCNYLIFE Distributors LLC11-07-2018
Sean StephensonAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2018
Ajaz RahmanAmeriprise Financial Services, LLCM&T Securities, Inc.10-24-2018
Alfred Thomas Duncan IIIAmeriprise Financial Services, LLCEdward Jones$15010-23-2018
Katie L HughesAmeriprise Financial Services, LLCChapin, Davis04-10-2018
Charles Timothy HurttAmeriprise Financial Services, LLCChapin, Davis$10004-09-2018
Charles Taliaferro BaileyAmeriprise Financial Services, LLCChapin, Davis04-09-2018
James Arthur KujawskiAmeriprise Financial Services, LLCUBS Financial Services Inc.03-26-2018
Gary Alan RichmanAmeriprise Financial Services, LLCLPL Financial LLC12-21-2017
Mark McGrathAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated$14111-16-2017
Mark David McGrathAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated$2911-16-2017
Arnold Ira PaskoffAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated06-30-2017
Lawrence Thomas SingerAmeriprise Financial Services, LLCKarilian Capital Management05-15-2017
Michael Dennis LitherlandAmeriprise Financial Services, LLCBB&T Investment Services, Inc.03-20-2017
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.