Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Tsukasa TroupAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.05-01-2020
Adam GoddardAmeriprise Financial Services, LLCMorgan Stanley$5006-26-2015
Ajaz RahmanAmeriprise Financial Services, LLCM&T Securities, Inc.10-24-2018
Alan Charles RayAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.$12903-20-2020
Alfred Thomas Duncan IIIAmeriprise Financial Services, LLCEdward Jones$15010-23-2018
Arnold Ira PaskoffAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated06-30-2017
Charles Taliaferro BaileyAmeriprise Financial Services, LLCChapin, Davis04-09-2018
Charles Timothy HurttAmeriprise Financial Services, LLCChapin, Davis$10004-09-2018
Christopher Jonathan AsherAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-30-2019
Derek Steven FishAmeriprise Financial Services, LLCUBS Financial Services Inc.09-13-2013
Douglas Brant SteadAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$11503-15-2013
Eric Anthony BorsoniAmeriprise Financial Services, LLCNYLIFE Distributors LLC11-07-2018
Gary Alan RichmanAmeriprise Financial Services, LLCLPL Financial LLC12-21-2017
Gautam B BoseAmeriprise Financial Services, LLCNext Financial Group, Inc.$10012-16-2015
Howard Gartenhaus Matthew Zuckergood Howard Perlroth Bryan BeamerAmeriprise Financial Services, LLCKestra Investment Services, LLC$16802-03-2017
Howard Lee PerlrothAmeriprise Financial Services, LLCKestra Advisory Services, LLC$15002-03-2017
James Arthur KujawskiAmeriprise Financial Services, LLCUBS Financial Services Inc.03-26-2018
John Joseph YetmanAmeriprise Financial Services, LLCMorgan Stanley$5006-26-2015
John Xavier Fremont-SmithAmeriprise Financial Services, LLCVoya Investments Distributor, LLC08-19-2019
John Yetman Adam GoddardAmeriprise Financial Services, LLCMorgan Stanley$9606-26-2015
Justin Hayden WoelperAmeriprise Financial Services, LLCRBC Capital Markets, LLC10-04-2013
Kathryn CobbAmeriprise Financial Services, LLCT. Rowe Price Investment Services, Inc.09-08-2020
Katie L HughesAmeriprise Financial Services, LLCChapin, Davis04-10-2018
Kevin B Collison Christopher Asher Scott McRoy Pat CothermanAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$67508-30-2019
Kevin BRENT CollisonAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2019
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.