Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron J. BurlesonAmeriprise Financial Services, LLCSunTrust Investment Services, Inc.12-20-2012
Aaron Tsukasa TroupAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.05-01-2020
Adam GoddardAmeriprise Financial Services, LLCMorgan Stanley$10006-26-2015
Ajaz Ajazur RahmanAmeriprise Financial Services, LLCM&T Securities, Inc.10-24-2018
Alan Charles RayAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.$12903-20-2020
Alfred Thomas Duncan IIIAmeriprise Financial Services, LLCEdward Jones10-23-2018
Andrew Paul GoetzAmeriprise Financial Services, LLCAXA Advisors, LLC03-30-2015
Arnold Ira PaskoffAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated06-30-2017
Barbara Tapper FreilichAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated$5010-12-2012
Bryan Christopher BeamerAmeriprise Financial Services, LLCKestra Investment Services, LLC$50002-03-2017
Chad Carey NewcombAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-14-2009
Charles Anthony GueliAmeriprise Financial Services, LLCNext Financial Group, Inc.02-17-2016
Charles Louis LaubachAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-19-2012
Charles Taliaferro BaileyAmeriprise Financial Services, LLCChapin, Davis$5004-09-2018
Charles Timothy HurttAmeriprise Financial Services, LLCChapin, Davis$10004-09-2018
Christopher Brian McGaviskAmeriprise Financial Services, LLCUBS Financial Services Inc.05-08-2009
Christopher Jonathan AsherAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-30-2019
Colin Michael CallahanAmeriprise Financial Services, LLCCitigroup Global Markets Inc.$15005-22-2009
Damon Basel CallisAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2009
Derek Steven FishAmeriprise Financial Services, LLCUBS Financial Services Inc.09-13-2013
Donna Fay SavageAmeriprise Financial Services, LLCEdward Jones06-30-2015
Douglas Brant SteadAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$2503-15-2013
Eric Anthony BorsoniAmeriprise Financial Services, LLCNYLIFE Distributors LLC11-07-2018
Gary Alan RichmanAmeriprise Financial Services, LLCLPL Financial LLC12-21-2017
Gautam B BoseAmeriprise Financial Services, LLCNext Financial Group, Inc.$5012-16-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.