Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew J TaylorCambridge Investment Research, Inc.Verus Capital Partners, LLC08-10-2020
Paul Keith ArboCambridge Investment Research, Inc.MHA Financial Corp$2704-09-2020
William Nicholson PriceCambridge Investment Research, Inc.Spire Securities, LLC$2512-06-2019
Scott Edmund FergusonCambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
Elaine RoeckleinCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Janet King FergusonCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Colt Robert MilesCambridge Investment Research, Inc.Equitable Advisors, LLC10-01-2019
John Christopher VaccacioCambridge Investment Research, Inc.Park Avenue Securities LLC07-25-2019
Robert Warren RobertsonCambridge Investment Research, Inc.Avantax Investment Services, Inc.06-03-2019
Jeffrey Lynn OlsonCambridge Investment Research, Inc.Cadaret, Grant & Co., Inc.$2503-01-2019
Yashar GogerdchiCambridge Investment Research, Inc.Summit Brokerage Services, Inc.02-28-2019
Luke E KrmpotichCambridge Investment Research, Inc.Morgan Stanley01-10-2019
Melissa Sue Carriles BigghamCambridge Investment Research, Inc.H. Beck, Inc.01-02-2019
Melissa Bethann ReaktenwaltCambridge Investment Research, Inc.MML Investors Services, LLC11-09-2018
Eladio Arturo SantiagoCambridge Investment Research, Inc.UBS Financial Services Inc.$10010-26-2018
Joseph R TopolskiCambridge Investment Research, Inc.MML Investors Services, LLC08-27-2018
Thomas Tristany TrelaCambridge Investment Research, Inc.MML Investors Services, LLC08-27-2018
Richard Alan FletcherCambridge Investment Research, Inc.EF Legacy Securities, LLC08-01-2018
Bryan Christopher BeamerCambridge Investment Research, Inc.Ameriprise Financial Services, LLC$50004-09-2018
Timothy Joseph Moore SrCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$2512-21-2017
Douglas Russell MadairyCambridge Investment Research, Inc.National Planning Corporation11-01-2017
Paul Norman TaberCambridge Investment Research, Inc.National Planning Corporation11-01-2017
Ralph Dennis White IIICambridge Investment Research, Inc.National Planning Corporation10-31-2017
Kirk Christopher RogersCambridge Investment Research, Inc.National Planning Corporation10-30-2017
Sara Susan BrandstonCambridge Investment Research, Inc.National Planning Corporation$2510-24-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.