Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Warren RobertsonCambridge Investment Research, Inc.H.D. Vest Advisory Services, Inc$2506-03-2019
Jeffrey Lynn OlsonCambridge Investment Research, Inc.Cadaret, Grant & Co., Inc.$2503-01-2019
Melissa Sue Carriles BigghamCambridge Investment Research, Inc.H. Beck, Inc.01-02-2019
Melissa B ReaktenwaltCambridge Investment Research, Inc.MML Investors Services, LLC$111-09-2018
Eladio Arturo SantiagoCambridge Investment Research, Inc.UBS Financial Services Inc.$10010-26-2018
Bryan Christopher BeamerCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$50004-09-2018
Daniel Charles ConklingCambridge Investment Research, Inc.National Planning Corporation01-02-2018
Paul Austin MassariCambridge Investment Research, Inc.Pruco Securities, LLC.11-17-2017
Douglas Russell MadairyCambridge Investment Research, Inc.National Planning Corporation11-01-2017
John Charles HeislerCambridge Investment Research, Inc.National Planning Corporation10-31-2017
Kirk Christopher RogersCambridge Investment Research, Inc.National Planning Corporation$110-30-2017
Andrea Louise HastingsCambridge Investment Research, Inc.National Planning Corporation$3510-18-2017
Gail Elaine LudwigCambridge Investment Research, Inc.National Planning Corporation$110-18-2017
Caroline Nguyen AnthonyCambridge Investment Research, Inc.National Planning Corporation10-17-2017
Harry Michael Ryan Jr.Cambridge Investment Research, Inc.National Planning Corporation10-17-2017
Phyllis Rice MitchellCambridge Investment Research, Inc.National Planning Corporation$10010-17-2017
Eric Jay JorgensenCambridge Investment Research, Inc.MainStreet Financial Planning, Inc.06-22-2017
Lorie Ann ScheibelCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation$105-23-2017
Mary Carol CeselskyCambridge Investment Research, Inc.H. Beck, Inc.01-05-2017
David Mitchell RivlinCambridge Investment Research, Inc.LPL Financial LLC$1012-05-2016
Patpong ThaiyodCambridge Investment Research, Inc.SunTrust Investment Services, Inc.08-17-2016
Sean Michael WilliamsCambridge Investment Research, Inc.Waddell & Reed$707-22-2016
Laura Elizabeth JohnsonCambridge Investment Research, Inc.Cetera Advisors LLC$5005-04-2016
Elaine RoeckleinCambridge Investment Research, Inc.Purshe Kaplan Sterling Investments05-02-2016
Frances Ann TolerCambridge Investment Research, Inc.NYLIFE Securities LLC$2511-16-2015
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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