Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan Christopher BeamerCambridge Investment Research, Inc.Ameriprise Financial Services, LLC$50004-09-2018
Michael Anthony D'AndreaCambridge Investment Research, Inc.Applied Financial Wisdom$1010-21-2013
Robert Warren RobertsonCambridge Investment Research, Inc.Avantax Investment Services, Inc.$2506-03-2019
Colt Robert MilesCambridge Investment Research, Inc.AXA Advisors, LLC10-01-2019
Thomas Joseph CusickCambridge Investment Research, Inc.AXA Advisors, LLC01-16-2017
Raymond Paul ForninoCambridge Investment Research, Inc.AXA Advisors, LLC04-25-2013
Charles George Menk IIICambridge Investment Research, Inc.C. G. Menk & Associates, Inc.08-05-2016
Jeffrey Lynn OlsonCambridge Investment Research, Inc.Cadaret, Grant & Co., Inc.$2503-01-2019
Donald Edward BurkloCambridge Investment Research, Inc.Capital Analysts11-02-2015
Marjorie Ann OpalskiCambridge Investment Research, Inc.Cetera Advisors LLC11-01-2016
Laura Elizabeth JohnsonCambridge Investment Research, Inc.Cetera Advisors LLC$5005-04-2016
Jeffrey Stephen PlesserCambridge Investment Research, Inc.Chapin, Davis07-01-2013
Chuck Woodruff WienckowskiCambridge Investment Research, Inc.Clifton Gunderson Financial Advisors L.L.C.11-01-2010
Geoffrey Michael TomasettiCambridge Investment Research, Inc.CUNA Brokerage Services, Inc.$5005-29-2015
Frances Ann TolerCambridge Investment Research, Inc.Eagle Strategies LLC$2511-16-2015
Richard Alan FletcherCambridge Investment Research, Inc.EF Legacy Securities, LLC08-01-2018
Michael Eugene PierceCambridge Investment Research, Inc.Financial Telesis Inc$5008-06-2014
Barry Charles WindCambridge Investment Research, Inc.Financial West Group$1006-04-2015
Jeremy A PearceCambridge Investment Research, Inc.Financial West Group05-28-2015
Scott Edmund FergusonCambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
Elaine RoeckleinCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Janet King FergusonCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Thomas WalshCambridge Investment Research, Inc.Fulcrum Securities, LLC04-21-2014
Kristin Michel RodriguezCambridge Investment Research, Inc.Glen Eagle Wealth, LLC$1006-15-2012
Melissa Sue Carriles BigghamCambridge Investment Research, Inc.H. Beck, Inc.01-02-2019
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.