Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan Christopher BeamerCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$50004-09-2018
Michael Anthony D'AndreaCambridge Investment Research, Inc.Applied Financial Wisdom$110-21-2013
Andrew Henry LenichCambridge Investment Research, Inc.Asset & Financial Planning, Ltd11-11-2011
Raymond Paul ForninoCambridge Investment Research, Inc.AXA Advisors, LLC04-25-2013
Jeffrey Lynn OlsonCambridge Investment Research, Inc.Cadaret, Grant & Co., Inc.$2503-01-2019
Laura Elizabeth JohnsonCambridge Investment Research, Inc.Cetera Advisors LLC$5005-04-2016
Jeffrey Stephen PlesserCambridge Investment Research, Inc.Chapin, Davis07-01-2013
Geoffrey Michael TomasettiCambridge Investment Research, Inc.CUNA Brokerage Services, Inc.$5005-29-2015
Barry Charles WindCambridge Investment Research, Inc.Financial West Group06-04-2015
Jeremy A PearceCambridge Investment Research, Inc.Financial West Group05-28-2015
Thomas WalshCambridge Investment Research, Inc.Fulcrum Securities, LLC04-21-2014
Kristin Michel RodriguezCambridge Investment Research, Inc.Glen Eagle Wealth, LLC$1006-15-2012
Melissa Sue Carriles BigghamCambridge Investment Research, Inc.H. Beck, Inc.01-02-2019
Mary Carol CeselskyCambridge Investment Research, Inc.H. Beck, Inc.01-05-2017
Carl Michael StrozykCambridge Investment Research, Inc.H. Beck, Inc.$2503-01-2011
Robert Warren RobertsonCambridge Investment Research, Inc.H.D. Vest Advisory Services, Inc$2506-03-2019
Adam Willis FreelandCambridge Investment Research, Inc.Harford Financial Group$110-15-2010
Lorie Ann ScheibelCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation$105-23-2017
Jennifer Rowland SmallCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation04-01-2010
Douglas Anthony PotashCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$2710-12-2012
Harry Allen Swope Jr.Cambridge Investment Research, Inc.Lincoln Investment$111-04-2015
David Mitchell RivlinCambridge Investment Research, Inc.LPL Financial LLC$1012-05-2016
Samuel Power BoydCambridge Investment Research, Inc.LPL Financial LLC02-11-2013
Eric Jay JorgensenCambridge Investment Research, Inc.MainStreet Financial Planning, Inc.06-22-2017
Jason Michael TopperCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$106-19-2015
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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