Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan Christopher BeamerCambridge Investment Research, Inc.Ameriprise Financial Services, LLC$50004-09-2018
Michael Anthony DAndreaCambridge Investment Research, Inc.Applied Financial Wisdom10-21-2013
Robert Warren RobertsonCambridge Investment Research, Inc.Avantax Investment Services, Inc.06-03-2019
Charles George Menk IIICambridge Investment Research, Inc.C. G. Menk & Associates, Inc.$10008-05-2016
Jeffrey Lynn OlsonCambridge Investment Research, Inc.Cadaret, Grant & Co., Inc.$2503-01-2019
Donald Edward BurkloCambridge Investment Research, Inc.Capital Analysts$2511-02-2015
Marjorie Ann OpalskiCambridge Investment Research, Inc.Cetera Advisors LLC11-01-2016
Laura Elizabeth JohnsonCambridge Investment Research, Inc.Cetera Advisors LLC05-04-2016
Chuck Woodruff WienckowskiCambridge Investment Research, Inc.Clifton Gunderson Financial Advisors L.L.C.11-01-2010
Geoffrey Michael TomasettiCambridge Investment Research, Inc.CUNA Brokerage Services, Inc.$5005-29-2015
Frances Ann TolerCambridge Investment Research, Inc.Eagle Strategies LLC11-16-2015
Richard Alan FletcherCambridge Investment Research, Inc.EF Legacy Securities, LLC08-01-2018
Colt Robert MilesCambridge Investment Research, Inc.Equitable Advisors, LLC10-01-2019
Thomas Joseph CusickCambridge Investment Research, Inc.Equitable Advisors, LLC01-16-2017
Scott Edmund FergusonCambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
Elaine RoeckleinCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Janet King FergusonCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Thomas WalshCambridge Investment Research, Inc.Fulcrum Securities, LLC04-21-2014
Kristin Michel RodriguezCambridge Investment Research, Inc.Glen Eagle Wealth, LLC06-15-2012
Melissa Sue Carriles BigghamCambridge Investment Research, Inc.H. Beck, Inc.01-02-2019
Carl Michael StrozykCambridge Investment Research, Inc.H. Beck, Inc.$2503-01-2011
Erik Louis KellerCambridge Investment Research, Inc.Harford Financial Group$5010-15-2010
Adam Willis FreelandCambridge Investment Research, Inc.Harford Financial Group10-15-2010
Christopher J GordonCambridge Investment Research, Inc.Lincoln Financial Securities Corporation07-11-2016
Charles Robert AldermanCambridge Investment Research, Inc.Lincoln Financial Securities Corporation11-16-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.