Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Melissa Sue Carriles BigghamCambridge Investment Research, Inc.H. Beck, Inc.01-02-2019
Daniel Charles ConklingCambridge Investment Research, Inc.National Planning Corporation01-02-2018
Paul Austin MassariCambridge Investment Research, Inc.Pruco Securities, LLC.11-17-2017
Douglas Russell MadairyCambridge Investment Research, Inc.National Planning Corporation11-01-2017
John Charles HeislerCambridge Investment Research, Inc.National Planning Corporation10-31-2017
Caroline Nguyen AnthonyCambridge Investment Research, Inc.National Planning Corporation10-17-2017
Harry Michael Ryan Jr.Cambridge Investment Research, Inc.National Planning Corporation10-17-2017
Eric Jay JorgensenCambridge Investment Research, Inc.MainStreet Financial Planning, Inc.06-22-2017
Mary Carol CeselskyCambridge Investment Research, Inc.H. Beck, Inc.01-05-2017
Patpong ThaiyodCambridge Investment Research, Inc.SunTrust Investment Services, Inc.08-17-2016
Elaine RoeckleinCambridge Investment Research, Inc.Purshe Kaplan Sterling Investments05-02-2016
Brennan Ambrose GmeinerCambridge Investment Research, Inc.Raymond James Financial Services, Inc.08-17-2015
Barry Charles WindCambridge Investment Research, Inc.Financial West Group06-04-2015
Jeremy A PearceCambridge Investment Research, Inc.Financial West Group05-28-2015
Thomas WalshCambridge Investment Research, Inc.Fulcrum Securities, LLC04-21-2014
Jeffrey Stephen PlesserCambridge Investment Research, Inc.Chapin, Davis07-01-2013
Raymond Paul ForninoCambridge Investment Research, Inc.AXA Advisors, LLC04-25-2013
Joseph Anthony StumbroskiCambridge Investment Research, Inc.SII Investments, Inc.03-06-2013
Michael Vincent ValenciaCambridge Investment Research, Inc.SII Investments, Inc.03-06-2013
Samuel Power BoydCambridge Investment Research, Inc.LPL Financial LLC02-11-2013
Paul Joseph MianulliCambridge Investment Research, Inc.Thrivent Investment Management Inc.11-01-2012
Andrew Henry LenichCambridge Investment Research, Inc.Asset & Financial Planning, Ltd11-11-2011
Melissa Marie MullanCambridge Investment Research, Inc.SagePoint Financial, Inc.10-15-2010
Konstantin RusinCambridge Investment Research, Inc.National Planning Corporation08-04-2010
Jennifer Rowland SmallCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation04-01-2010
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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