Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Norman TaberCambridge Investment Research, Inc.National Planning Corporation$1011-01-2017
David Mitchell RivlinCambridge Investment Research, Inc.LPL Financial LLC$1012-05-2016
Joshua Michael RivlinCambridge Investment Research, Inc.LPL Financial LLC$1012-05-2016
Sean Michael WilliamsCambridge Investment Research, Inc.Waddell & Reed$1007-22-2016
Christopher J GordonCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$1007-11-2016
Barry Charles WindCambridge Investment Research, Inc.Financial West Group$1006-04-2015
Michael Anthony D'AndreaCambridge Investment Research, Inc.Applied Financial Wisdom$1010-21-2013
Kristin Michel RodriguezCambridge Investment Research, Inc.Glen Eagle Wealth, LLC$1006-15-2012
Steven Mark RothCambridge Investment Research, Inc.MML Investors Services, LLC$1009-08-2010
Gail Elaine LudwigCambridge Investment Research, Inc.National Planning Corporation$2210-18-2017
William Nicholson PriceCambridge Investment Research, Inc.Spire Securities, LLC$2512-06-2019
Scott Edmund FergusonCambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
Robert Warren RobertsonCambridge Investment Research, Inc.Avantax Investment Services, Inc.$2506-03-2019
Jeffrey Lynn OlsonCambridge Investment Research, Inc.Cadaret, Grant & Co., Inc.$2503-01-2019
Diane Carol NeighoffCambridge Investment Research, Inc.National Planning Corporation$2511-01-2017
Sara Susan BrandstonCambridge Investment Research, Inc.National Planning Corporation$2510-24-2017
Frances Ann TolerCambridge Investment Research, Inc.Eagle Strategies LLC$2511-16-2015
Harry Allen Swope Jr.Cambridge Investment Research, Inc.Lincoln Investment$2511-04-2015
Brian Ray GrimesCambridge Investment Research, Inc.Lincoln Investment$2511-02-2015
Carl Michael StrozykCambridge Investment Research, Inc.H. Beck, Inc.$2503-01-2011
Adam Willis FreelandCambridge Investment Research, Inc.Harford Financial Group$2510-15-2010
Paul Keith ArboCambridge Investment Research, Inc.MHA Financial Corp$2704-09-2020
Andrea Louise HastingsCambridge Investment Research, Inc.National Planning Corporation$3510-18-2017
Laura Elizabeth JohnsonCambridge Investment Research, Inc.Cetera Advisors LLC$5005-04-2016
Geoffrey Michael TomasettiCambridge Investment Research, Inc.CUNA Brokerage Services, Inc.$5005-29-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.