Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elaine RoeckleinCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Melissa Sue Carriles BigghamCambridge Investment Research, Inc.H. Beck, Inc.01-02-2019
Melissa Bethann ReaktenwaltCambridge Investment Research, Inc.MML Investors Services, LLC11-09-2018
Nicholas Daniel InnerbichlerCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
Joseph R. TopolskiCambridge Investment Research, Inc.MML Investors Services, LLC08-27-2018
Thomas Tristany TrelaCambridge Investment Research, Inc.MML Investors Services, LLC08-27-2018
Richard Alan FletcherCambridge Investment Research, Inc.EF Legacy Securities, LLC08-01-2018
Timothy Joseph Moore Sr.Cambridge Investment Research, Inc.Voya Financial Advisors, Inc.12-21-2017
Paul Austin MassariCambridge Investment Research, Inc.Pruco Securities, LLC.11-17-2017
Douglas Russell MadairyCambridge Investment Research, Inc.National Planning Corporation11-01-2017
John Charles HeislerCambridge Investment Research, Inc.National Planning Corporation10-31-2017
Kirk Christopher RogersCambridge Investment Research, Inc.National Planning Corporation10-30-2017
Harry Michael Ryan Jr.Cambridge Investment Research, Inc.National Planning Corporation10-17-2017
Caroline Nguyen AnthonyCambridge Investment Research, Inc.National Planning Corporation10-17-2017
Lorie Ann ScheibelCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation05-23-2017
David Mitchell RivlinCambridge Investment Research, Inc.LPL Financial LLC12-05-2016
Sean Michael WilliamsCambridge Investment Research, Inc.Waddell & Reed07-22-2016
Harry Allen Swope Jr.Cambridge Investment Research, Inc.Lincoln Investment11-04-2015
Jeremy A PearceCambridge Investment Research, Inc.Financial West Group05-28-2015
Lawrence Jay BriskinCambridge Investment Research, Inc.Planning Solutions Group, LLC05-01-2014
Thomas WalshCambridge Investment Research, Inc.Fulcrum Securities, LLC04-21-2014
Raymond Paul ForninoCambridge Investment Research, Inc.AXA Advisors, LLC04-25-2013
Samuel Power BoydCambridge Investment Research, Inc.LPL Financial LLC02-11-2013
Andrew Henry LenichCambridge Investment Research, Inc.Prime Capital Services, Inc.11-11-2011
Jonathan Edward MichaelCambridge Investment Research, Inc.MML Investors Services, LLC07-01-2011
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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