Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carol ScicchitanoChapin, DavisCV Brokerage, Inc06-13-2018
Michael Anthony GalantinoChapin, DavisCV Brokerage, Inc$5006-13-2018
Katie Lynn HughesChapin, DavisWells Fargo Clearing Services, LLC09-13-2017
Floyd Lankford IIIChapin, DavisRBC Capital Markets, LLC01-01-2017
Sammy Michael BarsaChapin, DavisNations Financial Group, Inc.$15006-24-2016
Charles Louis LaubachChapin, DavisAmeriprise Financial Services, Inc.03-13-2015
Kevin John JedlickaChapin, DavisBB&T Securities, LLC01-01-2015
Stephen Robert MatlackChapin, DavisOppenheimer & Co. Inc.07-15-2014
Andrew Douglas KeyChapin, DavisSecurities America, Inc.$102-06-2013
Charles Timothy HurttChapin, DavisWells Fargo Clearing Services, LLC05-24-2012
Christopher Adin SnowlingChapin, DavisPNC Investments01-03-2012
Jeffrey Emil FilimonChapin, DavisFirst Clearing, LLC03-04-2011
Kevin John JedlickaChapin, DavisWells Fargo Clearing Services, LLC10-19-2010
George Sherman Smith Jr.Chapin, DavisJanney Montgomery Scott LLC09-01-2010
Mark Robert SwensenChapin, DavisWells Fargo Clearing Services, LLC$5001-05-2010
Keith Lawrence MurrayChapin, DavisMerrill Lynch, Pierce, Fenner & Smith Incorporated$2511-13-2009
Thomas Nelson ThibeaultChapin, DavisUBS Financial Services Inc.$110-16-2009
Craig Bentley DiamondChapin, DavisWells Fargo Clearing Services, LLC$3005-29-2009
Francis Alexander FrischChapin, DavisWells Fargo Clearing Services, LLC$5005-29-2009
Charles Taliaferro Bailey BaileyChapin, DavisUBS Financial Services Inc.05-04-2009
David Scott GoldmanChapin, DavisCitigroup Global Markets Inc.04-16-2009
Deborah Ann WilliamsChapin, DavisCitigroup Global Markets Inc.04-01-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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