Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Douglas KeyChapin, DavisSecurities America, Inc.$102-06-2013
Carol ScicchitanoChapin, DavisCV Brokerage, Inc06-13-2018
Charles Louis LaubachChapin, DavisAmeriprise Financial Services, Inc.03-13-2015
Charles Taliaferro Bailey BaileyChapin, DavisUBS Financial Services Inc.05-04-2009
Charles Timothy HurttChapin, DavisWells Fargo Clearing Services, LLC05-24-2012
Christopher Adin SnowlingChapin, DavisPNC Investments01-03-2012
Craig Bentley DiamondChapin, DavisWells Fargo Clearing Services, LLC$3005-29-2009
David Scott GoldmanChapin, DavisCitigroup Global Markets Inc.04-16-2009
Deborah Ann WilliamsChapin, DavisCitigroup Global Markets Inc.04-01-2009
Floyd Lankford IIIChapin, DavisRBC Capital Markets, LLC01-01-2017
Francis Alexander FrischChapin, DavisWells Fargo Clearing Services, LLC$5005-29-2009
George Sherman Smith Jr.Chapin, DavisJanney Montgomery Scott LLC09-01-2010
Jeffrey Emil FilimonChapin, DavisFirst Clearing, LLC03-04-2011
Katie Lynn HughesChapin, DavisWells Fargo Clearing Services, LLC09-13-2017
Keith Lawrence MurrayChapin, DavisMerrill Lynch, Pierce, Fenner & Smith Incorporated$2511-13-2009
Kevin John JedlickaChapin, DavisBB&T Securities, LLC01-01-2015
Kevin John JedlickaChapin, DavisWells Fargo Clearing Services, LLC10-19-2010
Mark Robert SwensenChapin, DavisWells Fargo Clearing Services, LLC$5001-05-2010
Michael Anthony GalantinoChapin, DavisCV Brokerage, Inc$5006-13-2018
Sammy Michael BarsaChapin, DavisNations Financial Group, Inc.$15006-24-2016
Stephen Robert MatlackChapin, DavisOppenheimer & Co. Inc.07-15-2014
Thomas Nelson ThibeaultChapin, DavisUBS Financial Services Inc.$110-16-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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