Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Liege WestonCharles Schwab & Co., Inc.TD Ameritrade, Inc.12-12-2017
Andrew Wesley GoodwinCharles Schwab & Co., Inc.Morgan Stanley11-20-2019
Ann Lynette TaylorCharles Schwab & Co., Inc.Morgan Stanley08-01-2019
Cornelia Ruth MallariCharles Schwab & Co., Inc.Omega Wealth Management LLC06-04-2014
David Yong Soo BubbCharles Schwab & Co., Inc.Park Avenue Securities LLC$2506-21-2016
Dean F BowenCharles Schwab & Co., Inc.PNC Investments10-08-2015
Dennis Amechi OparaugoCharles Schwab & Co., Inc.PNC Investments09-05-2013
Gabriel Antonio MarquezCharles Schwab & Co., Inc.TD Ameritrade, Inc.05-13-2019
Jason Patrick ZephirCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC06-25-2019
Katherine G DetittaCharles Schwab & Co., Inc.Northwestern Mutual Investment Services, LLC07-02-2020
Luke Alexander ChenowithCharles Schwab & Co., Inc.T. Rowe Price Investment Services, Inc.06-17-2019
Michael Steven Miller IICharles Schwab & Co., Inc.Northwestern Mutual Investment Services, LLC02-05-2019
Nhan Duc NguyenCharles Schwab & Co., Inc.Strategic Advisers LLC$5009-30-2016
Patrick Russell AllenCharles Schwab & Co., Inc.Ing Direct Investing, Inc.$10007-31-2017
Richard Michael WasserkrugCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC$2509-26-2017
Stephen Packard WileyCharles Schwab & Co., Inc.Northwestern Mutual Investment Services, LLC07-02-2012
Trevor William CoreyCharles Schwab & Co., Inc.TD Ameritrade Investment Management, LLC11-23-2016

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.