Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler GahsCommonwealth Financial NetworkMorgan Stanley02-24-2020
Tyler Jones MilesCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2020
Kristopher Michael MaleskiCommonwealth Financial NetworkNYLIFE Securities LLC07-15-2019
William Lawrence Gaines JrCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC05-22-2019
Christopher Michael YeagleCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2019
Andrew Michael WidmannCommonwealth Financial NetworkT. Rowe Price Investment Services, Inc.08-23-2018
David Alan FlandersCommonwealth Financial Network1st Global Capital Corp.05-11-2018
Vincenzo FragomeniCommonwealth Financial NetworkTriad Advisors LLC10-27-2017
Robert Alan KarczCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-15-2017
Suzanne O. SchriberCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2017
George Thomas Watson IIICommonwealth Financial NetworkLincoln Financial Advisors Corporation08-31-2017
Vertti Eemeli Iso-AholaCommonwealth Financial NetworkAmeriprise Financial Services, LLC$103-03-2017
Daniel Jonathan BrownCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5003-03-2017
Richard S. SebastianCommonwealth Financial NetworkPurshe Kaplan Sterling Investments11-01-2016
Eric Alan MetzmanCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Jason WeszkaCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Jordan HuchtCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Annie Mussoni MorrisonCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Vickie Lynne LeeseCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Christopher Adam WilliamsCommonwealth Financial NetworkLPL Financial LLC$2510-14-2016
Eric Mark JaffeCommonwealth Financial NetworkLPL Financial LLC$4610-14-2016
William Lawrence Gaines Sr.Commonwealth Financial NetworkEdward Jones08-19-2016
James E. RobertsCommonwealth Financial NetworkCetera Advisors LLC$1006-27-2016
Candace Gordon KaplanCommonwealth Financial NetworkAXA Advisors, LLC11-06-2015
Matthew James WitchkoCommonwealth Financial NetworkAXA Advisors, LLC11-06-2015
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.