Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Alan FlandersCommonwealth Financial Network1st Global Capital Corp.$105-11-2018
Robert Alan KarczCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-15-2017
Suzanne O SchriberCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2017
George Thomas Watson IIICommonwealth Financial NetworkLincoln Financial Advisors Corporation08-31-2017
Daniel Jonathan BrownCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5003-03-2017
Vertti Eemeli Iso-AholaCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$103-03-2017
Richard Stuart SebastianCommonwealth Financial NetworkPurshe Kaplan Sterling Investments11-01-2016
Eric Alan MetzmanCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Jason WeszkaCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Jordan R HuchtCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Annie Mussoni MorrisonCommonwealth Financial NetworkLPL Financial LLC$5010-17-2016
Vickie Lynne LeeseCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Christopher Adam WilliamsCommonwealth Financial NetworkLPL Financial LLC$1,00010-14-2016
Eric Mark JaffeCommonwealth Financial NetworkLPL Financial LLC$4610-14-2016
William Lawrence Gaines Sr.Commonwealth Financial NetworkEdward Jones$5008-19-2016
Candace Gordon KaplanCommonwealth Financial NetworkAXA Advisors, LLC$911-06-2015
Sarah Beth KaplanCommonwealth Financial NetworkK-Financial, LLC$111-06-2015
Nicholas Anthony IbelloCommonwealth Financial NetworkPlanning Solutions Group, LLC02-20-2015
Michele Patricia HartmanCommonwealth Financial NetworkT. Rowe Price Investment Services, Inc.01-05-2015
Mark Aaron JutkowitzCommonwealth Financial NetworkPurshe Kaplan Sterling Investments01-02-2015
Kenneth Andrew SmithCommonwealth Financial NetworkPark Avenue Securities LLC01-03-2013
ANDREW BRIAN GOODMANCommonwealth Financial NetworkYELLOWWOOD FINANCIAL ADVISORS, INC.01-02-2013
Jeffrey Robert ReynoldsCommonwealth Financial NetworkMorgan Stanley & Co. LLC$25005-16-2012
Edward Charles VonlangeCommonwealth Financial NetworkSigma Financial Corporation01-03-2012
Martha Nash CrockerCommonwealth Financial NetworkSigma Financial Corporation$111-30-2011
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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