Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kristopher Michael MaleskiCommonwealth Financial NetworkNYLIFE Securities LLC07-15-2019
William Lawrence Gaines JrCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC05-22-2019
Andrew Michael WidmannCommonwealth Financial NetworkT. Rowe Price Investment Services, Inc.08-23-2018
David Alan FlandersCommonwealth Financial Network1st Global Capital Corp.$10005-11-2018
Vincenzo FragomeniCommonwealth Financial NetworkTriad Advisors LLC$50010-27-2017
Robert Alan KarczCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$25009-15-2017
Suzanne O. SchriberCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2017
George Thomas Watson IIICommonwealth Financial NetworkLincoln Financial Advisors Corporation$10008-31-2017
Vertti Eemeli Iso-AholaCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$50003-03-2017
Daniel Jonathan BrownCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$50003-03-2017
Richard Stuart SebastianCommonwealth Financial NetworkPurshe Kaplan Sterling Investments11-01-2016
Eric Alan MetzmanCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Jason WeszkaCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Jordan HuchtCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Annie Mussoni MorrisonCommonwealth Financial NetworkLPL Financial LLC$50010-17-2016
Vickie Lynne LeeseCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Christopher Adam WilliamsCommonwealth Financial NetworkLPL Financial LLC$25010-14-2016
Eric Mark JaffeCommonwealth Financial NetworkLPL Financial LLC$46010-14-2016
William Lawrence Gaines Sr.Commonwealth Financial NetworkEdward Jones$50008-19-2016
James E RobertsCommonwealth Financial NetworkCetera Advisors LLC$10006-27-2016
Sarah Beth KaplanCommonwealth Financial NetworkK-Financial, LLC$10011-06-2015
Candace Gordon KaplanCommonwealth Financial NetworkAXA Advisors, LLC$10011-06-2015
Matthew James WitchkoCommonwealth Financial NetworkAXA Advisors, LLC11-06-2015
Nicholas Anthony IbelloCommonwealth Financial NetworkPlanning Solutions Group, LLC02-20-2015
Michele Hartman RansomeCommonwealth Financial NetworkT. Rowe Price Investment Services, Inc.01-05-2015
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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