Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Brian GoodmanCommonwealth Financial NetworkYELLOWWOOD FINANCIAL ADVISORS, INC.01-02-2013
Andrew Michael WidmannCommonwealth Financial NetworkT. Rowe Price Investment Services, Inc.08-23-2018
Annie Mussoni MorrisonCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Brian Patrick MacLeanCommonwealth Financial NetworkFSC Securities Corporation$2508-12-2010
Candace Gordon KaplanCommonwealth Financial NetworkAXA Advisors, LLC11-06-2015
Christopher Adam WilliamsCommonwealth Financial NetworkLPL Financial LLC$2510-14-2016
Christopher M. MoranCommonwealth Financial NetworkLPL Financial LLC$10005-02-2012
Christopher Michael YeagleCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2019
Dale Thomas WoodringCommonwealth Financial NetworkFSC Securities Corporation04-16-2009
Daniel Jonathan BrownCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5003-03-2017
David Alan FlandersCommonwealth Financial Network1st Global Capital Corp.05-11-2018
David Raymond TravisCommonwealth Financial NetworkFSC Securities Corporation04-16-2009
Edward Charles VonlangeCommonwealth Financial NetworkSigma Financial Corporation01-03-2012
Eric Alan MetzmanCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Eric Mark JaffeCommonwealth Financial NetworkLPL Financial LLC$4610-14-2016
George Thomas Watson IIICommonwealth Financial NetworkLincoln Financial Advisors Corporation08-31-2017
Gregory Alexander AndraCommonwealth Financial NetworkRBC Capital Markets, LLC$2509-10-2010
Harry Daniel HaverkosCommonwealth Financial NetworkH. Beck, Inc.02-27-2009
James E. RobertsCommonwealth Financial NetworkCetera Advisors LLC$1006-27-2016
Jason WeszkaCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Jeffrey Robert ReynoldsCommonwealth Financial NetworkMorgan Stanley & Co. LLC05-16-2012
John Dale HausermanCommonwealth Financial NetworkFSC Securities Corporation04-16-2009
John Hammond Urner Jr.Commonwealth Financial NetworkRBC Capital Markets, LLC$5009-10-2010
Jordan HuchtCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Kenneth Andrew SmithCommonwealth Financial NetworkPark Avenue Securities LLC01-03-2013
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.