Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Schimri YoyoFidelity Brokerage Services LLCBridgemark Wealth Management08-28-2020
Grier Gibson MayFidelity Brokerage Services LLCChapin, Davis08-24-2020
Monica Elena ZamfirFidelity Brokerage Services LLCTD Ameritrade, Inc.08-04-2020
Seth Christian BergenFidelity Brokerage Services LLCTriad Advisors LLC08-03-2020
Jasdeep Singh GrewalFidelity Brokerage Services LLCTD Ameritrade Investment Management, LLC07-20-2020
Charles Q WordenFidelity Brokerage Services LLCT. Rowe Price Investment Services, Inc.07-16-2020
Meylin J MauldinFidelity Brokerage Services LLCT. Rowe Price Investment Services, Inc.07-16-2020
Megan Elizabeth YoderFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-10-2020
Derrick Kyle HobbsFidelity Brokerage Services LLCTIAA-CREF Individual & Institutional Services, LLC06-25-2020
Michael C McGuireFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2020
Francis MoranFidelity Brokerage Services LLCBridgemark Wealth Management04-29-2020
Cindy Shukman ChukFidelity Brokerage Services LLCPruco Securities, LLC.03-04-2020
Patrick James DurbinFidelity Brokerage Services LLCFinancial Engines Advisors L.L.C.01-16-2020
Jacob Thomas MillerFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC08-27-2019
Todd John JohnsonFidelity Brokerage Services LLCVoya Financial Partners, LLC05-28-2019
Lauren Elizabeth Imperiosi MargettsFidelity Brokerage Services LLCPrincipal Securities, Inc.$2508-31-2018
William Michael SmithFidelity Brokerage Services LLCCompton Financial Group$2505-24-2018
Alec L MouringFidelity Brokerage Services LLCEquitable Advisors, LLC04-28-2017
Mirko Alvaro PefaureFidelity Brokerage Services LLCIng Direct Investing, Inc.10-19-2016
Ritesh MathurFidelity Brokerage Services LLCForesters Financial Services, Inc.08-31-2016
Gregory Kent MayFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-16-2016
Connor Taft WhitcombFidelity Brokerage Services LLCFarr Miller & Washington LLC10-14-2015
Athena Cristina YostFidelity Brokerage Services LLCBlackRock Investments, LLC09-15-2015
Ronald John SeegersFidelity Brokerage Services LLCEagle Strategies LLC09-11-2015
Hugh Joseph OhernFidelity Brokerage Services LLCT. Rowe Price Investment Services, Inc.01-14-2015
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.