Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alec L MouringFidelity Brokerage Services LLCEquitable Advisors, LLC04-28-2017
Athena Cristina YostFidelity Brokerage Services LLCBlackRock Investments, LLC09-15-2015
Brant Melvin WatsonFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2014
Charles Q WordenFidelity Brokerage Services LLCT. Rowe Price Investment Services, Inc.07-16-2020
Chester Hopes Wortham IIIFidelity Brokerage Services LLCMetLife Securities Inc.06-04-2013
Christian Eric ZontsFidelity Brokerage Services LLCPruco Securities, LLC.12-23-2014
Cindy Shukman ChukFidelity Brokerage Services LLCPruco Securities, LLC.03-04-2020
Connor Taft WhitcombFidelity Brokerage Services LLCFarr Miller & Washington LLC10-14-2015
Craig Edward RauserFidelity Brokerage Services LLCT. Rowe Price Investment Services, Inc.07-02-2012
Cynthia Ann HaynesFidelity Brokerage Services LLCT. Rowe Price Investment Services, Inc.07-11-2011
Daniel Ryan WittigFidelity Brokerage Services LLCWells Fargo Advisors Financial Network, LLC03-11-2013
David Joseph NotarangeloFidelity Brokerage Services LLCT. Rowe Price Advisory Services, Inc.07-13-2011
David Thomas KellyFidelity Brokerage Services LLCT. Rowe Price Investment Services, Inc.01-24-2012
Derrick Kyle HobbsFidelity Brokerage Services LLCTIAA-CREF Individual & Institutional Services, LLC06-25-2020
Dwight Maxwell DavisFidelity Brokerage Services LLCNationwide Securities, LLC05-24-2013
Francis MoranFidelity Brokerage Services LLCBridgemark Wealth Management04-29-2020
Gregory Kent MayFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-16-2016
Grier Gibson MayFidelity Brokerage Services LLCChapin, Davis08-24-2020
Hugh Joseph OhernFidelity Brokerage Services LLCT. Rowe Price Investment Services, Inc.01-14-2015
Jacob Thomas MillerFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC08-27-2019
Jasdeep Singh GrewalFidelity Brokerage Services LLCTD Ameritrade Investment Management, LLC07-20-2020
Jonathan McallisterFidelity Brokerage Services LLCT. Rowe Price Investment Services, Inc.02-26-2010
Jordan Grace HigginsFidelity Brokerage Services LLCMorgan Stanley04-03-2014
Justin Clark MuhlFidelity Brokerage Services LLCT. Rowe Price Investment Services, Inc.01-03-2011
Lauren Elizabeth Imperiosi MargettsFidelity Brokerage Services LLCPrincipal Securities, Inc.$2508-31-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.