Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander H. LimFounders Financial Securities LLCLPL Financial LLC05-19-2015
Alexander Jacob ParrisFounders Financial Securities LLCSummit Brokerage Services, Inc.$2502-14-2013
Bernard Michael BowhuisFounders Financial Securities LLCQuestar Capital Corporation$1009-01-2010
Bradley Phillip KellenFounders Financial Securities LLCLPL Financial LLC$1010-15-2015
Brian Francis ChrestFounders Financial Securities LLCNational Planning Corporation07-22-2013
Cindy S. EverlyFounders Financial Securities LLCMoney Concepts Capital Corp11-13-2012
Daniel E. KudererFounders Financial Securities LLCCambridge Investment Research, Inc.11-13-2015
Daniel Joshua SwainFounders Financial Securities LLCEdward Jones07-20-2016
Dennis Carlo CeresiniFounders Financial Securities LLCFirst Allied Advisory Services, Inc.06-01-2009
Esther Miriam PolirerFounders Financial Securities LLCInfinity Financial Services11-09-2018
Forrest Webster BouyerFounders Financial Securities LLCSecurian Financial Services, Inc.04-29-2011
Francisco Chuck MartinezFounders Financial Securities LLCBroker Dealer Financial Services Corp.02-26-2010
Gina Lea TaylorFounders Financial Securities LLCInvestors Capital Corp.$2507-16-2012
James C. Metzbower Jr.Founders Financial Securities LLCFirst Command Financial Planning, Inc.03-01-2012
Johannes AllenderFounders Financial Securities LLCMedallion Advisory Services, LLC03-12-2010
John Francis DallavalleFounders Financial Securities LLCInvestors Capital Corp.01-17-2012
Jonathan Mitchel LipchinFounders Financial Securities LLCFirst Allied Advisory Services, Inc.06-01-2009
Kevin Lee ClarkFounders Financial Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2020
Laura Warnock CarreraFounders Financial Securities LLCLPL Financial LLC$2508-01-2019
Lee Allen AbramovitzFounders Financial Securities LLCInfinity Financial Services$511-09-2018
Luis Enrique PadillaFounders Financial Securities LLCNew England Securities09-14-2009
Manuel Medeiros GoulartFounders Financial Securities LLCTransamerica Financial Advisors, Inc04-04-2014
Marc Brian AsherFounders Financial Securities LLCLifeMark Securities Corp.02-05-2018
Mark Andrew TimmickFounders Financial Securities LLCBCG Securities, Inc.08-13-2013
Mark Wayne TeachoutFounders Financial Securities LLCLPL Financial LLC$5004-29-2011
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.