Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean Lee CableH. Beck, Inc.Citigroup Global Markets Inc.$5004-24-2019
John Maddison McneilH. Beck, Inc.I-Bankers Direct, LLC$1012-13-2018
Melissa Sue Carriles BigghamH. Beck, Inc.PlanMember Securities Corporation06-07-2018
Jay Dee EliasonH. Beck, Inc.BancWest Investment Services, Inc.$106-06-2018
John Russell FunderburkH. Beck, Inc.Advocate Investing Services05-17-2018
James Evan LiawH. Beck, Inc.Ameriprise Financial Services, Inc.$101-11-2017
Lynn Marie Le GoyH. Beck, Inc.Calton & Associates, Inc.11-18-2016
Peter Joseph DoyleH. Beck, Inc.Morgan Stanley09-28-2016
Wendy B FeldmanH. Beck, Inc.Morgan Stanley$109-28-2016
John Maddison McneilH. Beck, Inc.Dawson James Securities, Inc.$1005-31-2016
Frank A SposatoH. Beck, Inc.Allstate Financial Services, LLC$5012-18-2015
John David LewisH. Beck, Inc.Pruco Securities, LLC.11-12-2015
Richard Lee WalkerH. Beck, Inc.MetLife Securities Inc.$1803-25-2015
Damon Fletcher ThomasH. Beck, Inc.Wells Fargo Clearing Services, LLC03-09-2015
David Chadwick VoorheesH. Beck, Inc.Ameriprise Financial Services, Inc.$111-03-2014
Christopher Brian McgaviskH. Beck, Inc.Ameriprise Financial Services, Inc.10-03-2014
Arthur James BrodskyH. Beck, Inc.Financial Telesis Inc$2507-15-2014
Jerry Stephen TroyerH. Beck, Inc.Parkland Securities, LLC$512-09-2013
Chere Lynn High-RoblesH. Beck, Inc.American Portfolios Financial Services, Inc.11-08-2013
Robert Davis PlattH. Beck, Inc.Mutual of Omaha Investor Services, Inc.08-14-2013
Edward Harold OudenneH. Beck, Inc.LPL Financial LLC$15006-26-2013
Kristen Elizabeth CoombsH. Beck, Inc.Walnut Street Securities, Inc.05-31-2013
Geoffrey Lynn NewmanH. Beck, Inc.Pruco Securities, LLC.02-12-2013
Louis Stephen Nemeth Jr.H. Beck, Inc.Transamerica Financial Advisors, Inc$2502-11-2013
Diane Elizabeth WellsH. Beck, Inc.Edward Jones12-19-2012
Next Page »

Showing 1 to 25 of 95 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.