Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laura Louise Searles StohlmanH. Beck, Inc.Securities Service Network, LLC$15007-24-2020
John Francis Stohlman JrH. Beck, Inc.Securities Service Network, LLC07-24-2020
Mark Daniel SearlesH. Beck, Inc.Securities Service Network, LLC07-24-2020
Samuel De La CruzH. Beck, Inc.Securities Service Network, LLC07-24-2020
Joseph Michael DefinisH. Beck, Inc.Nationwide Securities, LLC06-30-2020
Wilson Roberts Bounds JrH. Beck, Inc.Nationwide Securities, LLC06-30-2020
Morgan Joseph RussoH. Beck, Inc.MML Investors Services, LLC03-09-2020
Richard John ReillyH. Beck, Inc.Nationwide Securities, LLC01-02-2020
Eric A VinoresH. Beck, Inc.Nationwide Securities, LLC01-02-2020
Rupinder KaurH. Beck, Inc.Citigroup Global Markets Inc.01-02-2020
David Joseph RectenwaldH. Beck, Inc.Nationwide Securities, LLC01-02-2020
Sean Lee CableH. Beck, Inc.Citigroup Global Markets Inc.$5004-24-2019
John Maddison McNeilH. Beck, Inc.I-Bankers Direct, LLC$1012-13-2018
Daniel Steven Wheeler JrH. Beck, Inc.NYLIFE Securities LLC01-04-2018
Robert Benson IrvingH. Beck, Inc.National Planning Corporation11-01-2017
Janis Jean HofsassH. Beck, Inc.National Planning Corporation$5010-20-2017
Frederick Arthur Thoms JrH. Beck, Inc.Advocate Investing Services10-04-2017
Stephanie Ann YoingcoH. Beck, Inc.Citigroup Global Markets Inc.02-28-2017
James Evan LiawH. Beck, Inc.Ameriprise Financial Services, LLC01-11-2017
Conal Saturno-SanjanaH. Beck, Inc.Foresters Financial Services, Inc.11-29-2016
Wendy B FeldmanH. Beck, Inc.Morgan Stanley09-28-2016
Richard Lee WalkerH. Beck, Inc.MetLife Securities Inc.$1803-25-2015
David Chadwick VoorheesH. Beck, Inc.Ameriprise Financial Services, LLC11-03-2014
Pamela Reid SettlageH. Beck, Inc.Lincoln Financial Advisors Corporation04-19-2012
Mary Teresa TackaH. Beck, Inc.Lincoln Financial Advisors Corporation02-21-2012
Next Page »

Showing 1 to 25 of 34 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.