Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean Lee CableH. Beck, Inc.Citigroup Global Markets Inc.$5004-24-2019
John Maddison McneilH. Beck, Inc.I-Bankers Direct, LLC$1012-13-2018
Melissa Sue Carriles BigghamH. Beck, Inc.PlanMember Securities Corporation06-07-2018
Jay Dee EliasonH. Beck, Inc.BancWest Investment Services, Inc.$106-06-2018
John Russell FunderburkH. Beck, Inc.Advocate Investing Services05-17-2018
James Evan LiawH. Beck, Inc.Ameriprise Financial Services, Inc.$101-11-2017
Lynn Marie Le GoyH. Beck, Inc.Calton & Associates, Inc.11-18-2016
Peter Joseph DoyleH. Beck, Inc.Morgan Stanley09-28-2016
Wendy B FeldmanH. Beck, Inc.Morgan Stanley$109-28-2016
John Maddison McneilH. Beck, Inc.Dawson James Securities, Inc.$1005-31-2016
Frank A SposatoH. Beck, Inc.Allstate Financial Services, LLC$5012-18-2015
John David LewisH. Beck, Inc.Pruco Securities, LLC.11-12-2015
Richard Lee WalkerH. Beck, Inc.MetLife Securities Inc.$1803-25-2015
Damon Fletcher ThomasH. Beck, Inc.Wells Fargo Clearing Services, LLC03-09-2015
David Chadwick VoorheesH. Beck, Inc.Ameriprise Financial Services, Inc.$111-03-2014
Christopher Brian McgaviskH. Beck, Inc.Ameriprise Financial Services, Inc.10-03-2014
Arthur James BrodskyH. Beck, Inc.Financial Telesis Inc$2507-15-2014
Jerry Stephen TroyerH. Beck, Inc.Parkland Securities, LLC$512-09-2013
Chere Lynn High-RoblesH. Beck, Inc.American Portfolios Financial Services, Inc.11-08-2013
Robert Davis PlattH. Beck, Inc.Mutual of Omaha Investor Services, Inc.08-14-2013
Edward Harold OudenneH. Beck, Inc.LPL Financial LLC$15006-26-2013
Kristen Elizabeth CoombsH. Beck, Inc.Walnut Street Securities, Inc.05-31-2013
Geoffrey Lynn NewmanH. Beck, Inc.Pruco Securities, LLC.02-12-2013
Louis Stephen Nemeth Jr.H. Beck, Inc.Transamerica Financial Advisors, Inc$2502-11-2013
Diane Elizabeth WellsH. Beck, Inc.Edward Jones12-19-2012
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Showing 1 to 25 of 95 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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