Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Russell FunderburkH. Beck, Inc.Advocate Investing Services05-17-2018
Frank A SposatoH. Beck, Inc.Allstate Financial Services, LLC$5012-18-2015
Chere Lynn High-RoblesH. Beck, Inc.American Portfolios Financial Services, Inc.11-08-2013
James Evan LiawH. Beck, Inc.Ameriprise Financial Services, Inc.$101-11-2017
David Chadwick VoorheesH. Beck, Inc.Ameriprise Financial Services, Inc.$111-03-2014
Christopher Brian McgaviskH. Beck, Inc.Ameriprise Financial Services, Inc.10-03-2014
Ara Patrick AbrahamianH. Beck, Inc.Ameriprise Financial Services, Inc.05-28-2010
Matthew Barnes BrockH. Beck, Inc.Ameriprise Financial Services, Inc.05-28-2010
Jay Dee EliasonH. Beck, Inc.BancWest Investment Services, Inc.$106-06-2018
Lynn Marie Le GoyH. Beck, Inc.Calton & Associates, Inc.11-18-2016
Robert Edwin GillsH. Beck, Inc.Cambridge Investment Research, Inc.$2506-01-2011
Donald James FurmanH. Beck, Inc.Cetera Financial Specialists LLC$5007-10-2009
Gregory George StevensH. Beck, Inc.Cetera Financial Specialists LLC$106-18-2009
Bryan Dean MyersH. Beck, Inc.Chapin, Davis07-19-2012
Sean Lee CableH. Beck, Inc.Citigroup Global Markets Inc.$5004-24-2019
John Maddison McneilH. Beck, Inc.Dawson James Securities, Inc.$1005-31-2016
Diane Elizabeth WellsH. Beck, Inc.Edward Jones12-19-2012
Arthur James BrodskyH. Beck, Inc.Financial Telesis Inc$2507-15-2014
Judith Dorothy RawcliffeH. Beck, Inc.First Allied Securities, Inc.$108-16-2010
Harry Paul BryanH. Beck, Inc.First Command Financial Planning, Inc.05-08-2009
Marilyn BurstinH. Beck, Inc.FSC Securities Corporation02-16-2010
Reena OettingerH. Beck, Inc.GunnAllen Financial, Inc$10003-26-2010
Kristina Frenier ConnellH. Beck, Inc.GunnAllen Financial, Inc$10003-25-2010
David Lyn SiglerH. Beck, Inc.Harbour Investments, Inc.12-08-2010
Ronald Douglas AdamsH. Beck, Inc.Hornor, Townsend & Kent, LLC$5010-26-2012
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Showing 1 to 25 of 95 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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