Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tamaris S. ConkletonH. Beck, Inc.1st Global Capital Corp.05-23-2019
Frederick Arthur Thoms Jr.H. Beck, Inc.Advocate Investing Services$1010-04-2017
Frank A SposatoH. Beck, Inc.Allstate Financial Services, LLC12-18-2015
Chere Lynn High-RoblesH. Beck, Inc.American Portfolios Financial Services, Inc.11-08-2013
James Evan LiawH. Beck, Inc.Ameriprise Financial Services, Inc.$1201-11-2017
David Chadwick VoorheesH. Beck, Inc.Ameriprise Financial Services, Inc.11-03-2014
Jay Dee EliasonH. Beck, Inc.BancWest Investment Services, Inc.06-06-2018
Lynn Marie Le GoyH. Beck, Inc.Calton & Associates, Inc.11-18-2016
Robert Edwin GillsH. Beck, Inc.Cambridge Investment Research, Inc.$1006-01-2011
Donald James FurmanH. Beck, Inc.Cetera Financial Specialists LLC07-10-2009
Gregory George StevensH. Beck, Inc.Cetera Financial Specialists LLC06-18-2009
Sean Lee CableH. Beck, Inc.Citigroup Global Markets Inc.$5004-24-2019
Judith Dorothy RawcliffeH. Beck, Inc.First Allied Securities, Inc.08-16-2010
Reena OettingerH. Beck, Inc.GunnAllen Financial, Inc03-26-2010
Kristina Frenier ConnellH. Beck, Inc.GunnAllen Financial, Inc03-25-2010
David Lyn SiglerH. Beck, Inc.Harbour Investments, Inc.12-08-2010
Ronald Douglas AdamsH. Beck, Inc.Hornor, Townsend & Kent, LLC$5010-26-2012
Todd Michael GrahamH. Beck, Inc.Hornor, Townsend & Kent, LLC$1001-07-2011
John Maddison McNeilH. Beck, Inc.I-Bankers Direct, LLC$1012-13-2018
Thomas Raymond McLaughlinH. Beck, Inc.Kestra Investment Services, LLC06-03-2014
Maryjo RomanoH. Beck, Inc.Lincoln Financial Advisors Corporation08-03-2012
Pamela Reid SettlageH. Beck, Inc.Lincoln Financial Advisors Corporation$5004-19-2012
Mary Teresa TackaH. Beck, Inc.Lincoln Financial Advisors Corporation$1002-21-2012
Joseph Anthony NawrockiH. Beck, Inc.Long Grove Trading Co.09-01-2009
Edward Harold OudenneH. Beck, Inc.LPL Financial LLC$5006-26-2013
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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