Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tamaris S. ConkletonH. Beck, Inc.1st Global Capital Corp.05-23-2019
Sean Lee CableH. Beck, Inc.Citigroup Global Markets Inc.$5004-24-2019
John Maddison McNeilH. Beck, Inc.I-Bankers Direct, LLC$1012-13-2018
Jay Dee EliasonH. Beck, Inc.BancWest Investment Services, Inc.06-06-2018
Frederick Arthur Thoms Jr.H. Beck, Inc.Advocate Investing Services$1010-04-2017
James Evan LiawH. Beck, Inc.Ameriprise Financial Services, Inc.$1201-11-2017
Lynn Marie Le GoyH. Beck, Inc.Calton & Associates, Inc.11-18-2016
Wendy B. FeldmanH. Beck, Inc.Morgan Stanley09-28-2016
Frank A SposatoH. Beck, Inc.Allstate Financial Services, LLC12-18-2015
Richard Lee WalkerH. Beck, Inc.MetLife Securities Inc.03-25-2015
David Chadwick VoorheesH. Beck, Inc.Ameriprise Financial Services, Inc.11-03-2014
Thomas Raymond McLaughlinH. Beck, Inc.Kestra Investment Services, LLC06-03-2014
Jerry Stephen TroyerH. Beck, Inc.Parkland Securities, LLC12-09-2013
Chere Lynn High-RoblesH. Beck, Inc.American Portfolios Financial Services, Inc.11-08-2013
Robert Davis PlattH. Beck, Inc.Mutual of Omaha Investor Services, Inc.08-14-2013
Edward Harold OudenneH. Beck, Inc.LPL Financial LLC$5006-26-2013
Kristen Elizabeth CoombsH. Beck, Inc.Vicus Capital, Inc.05-31-2013
Louis Stephen Nemeth Jr.H. Beck, Inc.Transamerica Financial Advisors, Inc$2502-11-2013
Ronald Douglas AdamsH. Beck, Inc.Hornor, Townsend & Kent, LLC$5010-26-2012
Maryjo RomanoH. Beck, Inc.Lincoln Financial Advisors Corporation08-03-2012
John Harold Sulyma Sr.H. Beck, Inc.LPL Financial LLC04-23-2012
Pamela Reid SettlageH. Beck, Inc.Lincoln Financial Advisors Corporation$5004-19-2012
Mary Teresa TackaH. Beck, Inc.Lincoln Financial Advisors Corporation$1002-21-2012
Michael Gary KrumH. Beck, Inc.LPL Financial LLC$10001-13-2012
Kevin Devon OlisonH. Beck, Inc.Vanderbilt Securities, LLC$5010-21-2011
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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