Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry David Barton SilverH. Beck, Inc.Wells Fargo Clearing Services, LLC$2505-05-2009
Robert William StankowskiH. Beck, Inc.MetLife Securities Inc.05-06-2009
Gregory George StevensH. Beck, Inc.Cetera Financial Specialists LLC06-18-2009
Donald James FurmanH. Beck, Inc.Cetera Financial Specialists LLC07-10-2009
Donna Marie Hall CainkarH. Beck, Inc.Waterstone Financial Group, Inc.09-01-2009
Joseph Anthony NawrockiH. Beck, Inc.Long Grove Trading Co.09-01-2009
Charles Norman PeifferH. Beck, Inc.Woodbury Financial Services, Inc.11-16-2009
Robert Leo DavisH. Beck, Inc.Woodbury Financial Services, Inc.11-19-2009
Darcy Chris HansonH. Beck, Inc.Woodbury Financial Services, Inc.12-01-2009
Becky May KostadH. Beck, Inc.Woodbury Financial Services, Inc.12-04-2009
Louise Bonomo GoldbergH. Beck, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2009
Russell Roy PalmerH. Beck, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2009
Ruth Anne SliviakH. Beck, Inc.Medallion Advisory Services, LLC$1001-04-2010
Allen Barry MyrowitzH. Beck, Inc.Medallion Investment Services, Inc.$1001-04-2010
Almie McIntyre Jr.H. Beck, Inc.Medallion Investment Services, Inc.01-05-2010
John Alfred Harter Jr.H. Beck, Inc.Medallion Investment Services, Inc.$1001-06-2010
Christopher Ryan LeggettH. Beck, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20002-02-2010
Richard Horace HoffmanH. Beck, Inc.Securities America, Inc.02-17-2010
Gregory Michael DavisH. Beck, Inc.New England Securities$15002-26-2010
Michael Stuart Hillgen-SantaH. Beck, Inc.The Investment Center, Inc.03-16-2010
Jerry Allen CarsonH. Beck, Inc.LPL Financial LLC03-23-2010
Kristina Frenier ConnellH. Beck, Inc.GunnAllen Financial, Inc03-25-2010
Reena OettingerH. Beck, Inc.GunnAllen Financial, Inc03-26-2010
Thomas William Headlee Jr.H. Beck, Inc.Nationwide Securities, LLC07-27-2010
Judith Dorothy RawcliffeH. Beck, Inc.First Allied Securities, Inc.08-16-2010
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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