Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allen Barry MyrowitzH. Beck, Inc.Medallion Investment Services, Inc.$1001-04-2010
Almie McIntyre Jr.H. Beck, Inc.Medallion Investment Services, Inc.01-05-2010
Barry David Barton SilverH. Beck, Inc.Wells Fargo Clearing Services, LLC$2505-05-2009
Becky May KostadH. Beck, Inc.Woodbury Financial Services, Inc.12-04-2009
Charles Norman PeifferH. Beck, Inc.Woodbury Financial Services, Inc.11-16-2009
Chere Lynn High-RoblesH. Beck, Inc.American Portfolios Financial Services, Inc.11-08-2013
Christopher Ryan LeggettH. Beck, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20002-02-2010
Claude Saunders RomanoH. Beck, Inc.Pruco Securities, LLC.12-01-2010
Darcy Chris HansonH. Beck, Inc.Woodbury Financial Services, Inc.12-01-2009
David Chadwick VoorheesH. Beck, Inc.Ameriprise Financial Services, Inc.11-03-2014
David Lyn SiglerH. Beck, Inc.Harbour Investments, Inc.12-08-2010
Donald Craig BoopH. Beck, Inc.Woodbury Financial Services, Inc.$1003-21-2011
Donald James FurmanH. Beck, Inc.Cetera Financial Specialists LLC07-10-2009
Donna Marie Hall CainkarH. Beck, Inc.Waterstone Financial Group, Inc.09-01-2009
Edward Harold OudenneH. Beck, Inc.LPL Financial LLC$5006-26-2013
Frank A SposatoH. Beck, Inc.Allstate Financial Services, LLC12-18-2015
Frederick Arthur Thoms Jr.H. Beck, Inc.Advocate Investing Services$1010-04-2017
Geary Steven WertmanH. Beck, Inc.Woodbury Financial Services, Inc.09-16-2010
Gregory George StevensH. Beck, Inc.Cetera Financial Specialists LLC06-18-2009
Gregory Michael DavisH. Beck, Inc.New England Securities$15002-26-2010
James Andrew BratsakisH. Beck, Inc.The O.N. Equity Sales Company01-03-2011
James Evan LiawH. Beck, Inc.Ameriprise Financial Services, Inc.$1201-11-2017
Jay Dee EliasonH. Beck, Inc.BancWest Investment Services, Inc.06-06-2018
Jerry Allen CarsonH. Beck, Inc.LPL Financial LLC03-23-2010
Jerry Stephen TroyerH. Beck, Inc.Parkland Securities, LLC12-09-2013
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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