Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Keith MooneyH. Beck, Inc.FSC Securities Corporation$10011-06-2009
Albert Ralph McCauslandH. Beck, Inc.Oppenheimer & Co. Inc.$5004-16-2009
Allen Barry MyrowitzH. Beck, Inc.Medallion Investment Services, Inc.$1001-04-2010
Almie McIntyre Jr.H. Beck, Inc.Medallion Investment Services, Inc.01-05-2010
Ara Patrick AbrahamianH. Beck, Inc.Ameriprise Financial Services, LLC$15005-28-2010
Arnold William Butts Jr.H. Beck, Inc.PlanMember Securities Corporation04-13-2012
Arthur James BrodskyH. Beck, Inc.Financial Telesis Inc$5007-15-2014
Barry David Barton SilverH. Beck, Inc.Wells Fargo Clearing Services, LLC$2505-05-2009
Becky May KostadH. Beck, Inc.Woodbury Financial Services, Inc.12-04-2009
Brenda Jean HeinigH. Beck, Inc.VALIC Financial Advisors, Inc.01-05-2010
Bryan Dean MyersH. Beck, Inc.Chapin, Davis$1007-19-2012
Cary Edward UrichH. Beck, Inc.Raymond James Financial Services Advisors, Inc11-01-2010
Charles Norman PeifferH. Beck, Inc.Woodbury Financial Services, Inc.$1011-16-2009
Chere Lynn High-RoblesH. Beck, Inc.American Portfolios Financial Services, Inc.11-08-2013
Christopher Brian McGaviskH. Beck, Inc.Ameriprise Financial Services, LLC10-03-2014
Christopher Ryan LeggettH. Beck, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20002-02-2010
Claude Saunders RomanoH. Beck, Inc.Pruco Securities, LLC.$5012-01-2010
Conal Saturno-SanjanaH. Beck, Inc.Foresters Financial Services, Inc.11-29-2016
Damon Fletcher ThomasH. Beck, Inc.Wells Fargo Clearing Services, LLC$15003-09-2015
Dan Edward DroegH. Beck, Inc.Woodbury Financial Services, Inc.$5005-23-2012
Daniel Steven Wheeler Jr.H. Beck, Inc.NYLIFE Securities LLC01-04-2018
Darcy Chris HansonH. Beck, Inc.Woodbury Financial Services, Inc.12-01-2009
David Chadwick VoorheesH. Beck, Inc.Ameriprise Financial Services, LLC11-03-2014
David Francis PlattH. Beck, Inc.GunnAllen Financial, Inc$1003-25-2010
David Joseph RectenwaldH. Beck, Inc.Nationwide Securities, LLC01-02-2020
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Showing 1 to 25 of 113 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.