Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wendy B. FeldmanH. Beck, Inc.Morgan Stanley09-28-2016
Troy D WootenH. Beck, Inc.Woodbury Financial Services, Inc.10-01-2010
Todd Michael GrahamH. Beck, Inc.Hornor, Townsend & Kent, LLC$1001-07-2011
Thomas William Headlee Jr.H. Beck, Inc.Nationwide Securities, LLC07-27-2010
Thomas Raymond McLaughlinH. Beck, Inc.Kestra Investment Services, LLC06-03-2014
Terry Michael ReinhartH. Beck, Inc.Securities Service Network, LLC01-03-2011
Tamaris S. ConkletonH. Beck, Inc.1st Global Capital Corp.05-23-2019
Sean Lee CableH. Beck, Inc.Citigroup Global Markets Inc.$5004-24-2019
Ruth Anne SliviakH. Beck, Inc.Medallion Advisory Services, LLC$1001-04-2010
Russell Roy PalmerH. Beck, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2009
Ronald Douglas AdamsH. Beck, Inc.Hornor, Townsend & Kent, LLC$5010-26-2012
Robert William StankowskiH. Beck, Inc.MetLife Securities Inc.05-06-2009
Robert Leo DavisH. Beck, Inc.Woodbury Financial Services, Inc.11-19-2009
Robert Edwin GillsH. Beck, Inc.Cambridge Investment Research, Inc.$1006-01-2011
Robert Davis PlattH. Beck, Inc.Mutual of Omaha Investor Services, Inc.08-14-2013
Richard Lee WalkerH. Beck, Inc.MetLife Securities Inc.03-25-2015
Richard Horace HoffmanH. Beck, Inc.Securities America, Inc.02-17-2010
Reena OettingerH. Beck, Inc.GunnAllen Financial, Inc03-26-2010
Pamela Reid SettlageH. Beck, Inc.Lincoln Financial Advisors Corporation$5004-19-2012
Michael Stuart Hillgen-SantaH. Beck, Inc.The Investment Center, Inc.03-16-2010
Michael Gary KrumH. Beck, Inc.LPL Financial LLC$10001-13-2012
Maryjo RomanoH. Beck, Inc.Lincoln Financial Advisors Corporation08-03-2012
Mary Teresa TackaH. Beck, Inc.Lincoln Financial Advisors Corporation$1002-21-2012
Mary Lillian BurrowsH. Beck, Inc.Stifel, Nicolaus & Company, Incorporated$7507-01-2011
Lynn Marie Le GoyH. Beck, Inc.Calton & Associates, Inc.11-18-2016
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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