Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Melissa Sue Carriles BigghamH. Beck, Inc.PlanMember Securities Corporation06-07-2018
John Russell FunderburkH. Beck, Inc.Advocate Investing Services05-17-2018
Lynn Marie Le GoyH. Beck, Inc.Calton & Associates, Inc.11-18-2016
Peter Joseph DoyleH. Beck, Inc.Morgan Stanley09-28-2016
John David LewisH. Beck, Inc.Pruco Securities, LLC.11-12-2015
Damon Fletcher ThomasH. Beck, Inc.Wells Fargo Clearing Services, LLC03-09-2015
Christopher Brian McgaviskH. Beck, Inc.Ameriprise Financial Services, Inc.10-03-2014
Chere Lynn High-RoblesH. Beck, Inc.American Portfolios Financial Services, Inc.11-08-2013
Robert Davis PlattH. Beck, Inc.Mutual of Omaha Investor Services, Inc.08-14-2013
Kristen Elizabeth CoombsH. Beck, Inc.Walnut Street Securities, Inc.05-31-2013
Geoffrey Lynn NewmanH. Beck, Inc.Pruco Securities, LLC.02-12-2013
Diane Elizabeth WellsH. Beck, Inc.Edward Jones12-19-2012
Bryan Dean MyersH. Beck, Inc.Chapin, Davis07-19-2012
Dan Edward DroegH. Beck, Inc.Woodbury Financial Services, Inc.05-23-2012
Ryan Bennett DroegH. Beck, Inc.Woodbury Financial Services, Inc.05-23-2012
John Harold Sulyma Sr.H. Beck, Inc.LPL Financial LLC04-23-2012
Arnold William Butts Jr.H. Beck, Inc.PlanMember Securities Corporation04-13-2012
Elizabeth Ann GoeltzH. Beck, Inc.Morgan Stanley03-02-2011
Terry Michael ReinhartH. Beck, Inc.Securities Service Network, LLC01-03-2011
David Lyn SiglerH. Beck, Inc.Harbour Investments, Inc.12-08-2010
Jon Michael KnappH. Beck, Inc.Woodbury Financial Services, Inc.11-11-2010
Mark Robert FrielerH. Beck, Inc.Woodbury Financial Services, Inc.11-05-2010
Cary Edward UrichH. Beck, Inc.Raymond James Financial Services, Inc.11-01-2010
William Frederick MiskaH. Beck, Inc.Woodbury Financial Services, Inc.11-01-2010
Troy D WootenH. Beck, Inc.Woodbury Financial Services, Inc.10-01-2010
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Showing 1 to 25 of 95 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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