Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mary Lillian BurrowsH. Beck, Inc.Stifel, Nicolaus & Company, Incorporated$7507-01-2011
Robert Edwin GillsH. Beck, Inc.Cambridge Investment Research, Inc.$1006-01-2011
Donald Craig BoopH. Beck, Inc.Woodbury Financial Services, Inc.$1003-21-2011
Todd Michael GrahamH. Beck, Inc.Hornor, Townsend & Kent, LLC$1001-07-2011
James Andrew BratsakisH. Beck, Inc.The O.N. Equity Sales Company01-03-2011
Terry Michael ReinhartH. Beck, Inc.Securities Service Network, LLC01-03-2011
David Lyn SiglerH. Beck, Inc.Harbour Investments, Inc.12-08-2010
Claude Saunders RomanoH. Beck, Inc.Pruco Securities, LLC.12-01-2010
John Adams Brooks VH. Beck, Inc.Woodbury Financial Services, Inc.11-15-2010
Troy D WootenH. Beck, Inc.Woodbury Financial Services, Inc.10-01-2010
Geary Steven WertmanH. Beck, Inc.Woodbury Financial Services, Inc.09-16-2010
Judith Dorothy RawcliffeH. Beck, Inc.First Allied Securities, Inc.08-16-2010
Thomas William Headlee Jr.H. Beck, Inc.Nationwide Securities, LLC07-27-2010
Reena OettingerH. Beck, Inc.GunnAllen Financial, Inc03-26-2010
Kristina Frenier ConnellH. Beck, Inc.GunnAllen Financial, Inc03-25-2010
Jerry Allen CarsonH. Beck, Inc.LPL Financial LLC03-23-2010
Michael Stuart Hillgen-SantaH. Beck, Inc.The Investment Center, Inc.03-16-2010
Gregory Michael DavisH. Beck, Inc.New England Securities$15002-26-2010
Richard Horace HoffmanH. Beck, Inc.Securities America, Inc.02-17-2010
Christopher Ryan LeggettH. Beck, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20002-02-2010
John Alfred Harter Jr.H. Beck, Inc.Medallion Investment Services, Inc.$1001-06-2010
Almie McIntyre Jr.H. Beck, Inc.Medallion Investment Services, Inc.01-05-2010
Ruth Anne SliviakH. Beck, Inc.Medallion Advisory Services, LLC$1001-04-2010
Allen Barry MyrowitzH. Beck, Inc.Medallion Investment Services, Inc.$1001-04-2010
Russell Roy PalmerH. Beck, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2009
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Showing 26 to 50 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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