Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Troy D WootenH. Beck, Inc.Woodbury Financial Services, Inc.10-01-2010
Geary Steven WertmanH. Beck, Inc.Woodbury Financial Services, Inc.$15009-16-2010
Judith Dorothy RawcliffeH. Beck, Inc.First Allied Securities, Inc.$108-16-2010
Norman Chester StrunkH. Beck, Inc.Nationwide Securities, LLC$108-02-2010
Paul Kristen OlsenH. Beck, Inc.Nationwide Securities, LLC$2008-02-2010
Thomas William Headlee Jr.H. Beck, Inc.Nationwide Securities, LLC$2507-27-2010
Steve Louis HamptonH. Beck, Inc.Nationwide Securities, LLC06-01-2010
Ara Patrick AbrahamianH. Beck, Inc.Ameriprise Financial Services, Inc.05-28-2010
Matthew Barnes BrockH. Beck, Inc.Ameriprise Financial Services, Inc.05-28-2010
Rodney Dean EhrichH. Beck, Inc.Nationwide Securities, LLC05-04-2010
Reena OettingerH. Beck, Inc.GunnAllen Financial, Inc$10003-26-2010
Kristina Frenier ConnellH. Beck, Inc.GunnAllen Financial, Inc$10003-25-2010
Jerry Allen CarsonH. Beck, Inc.LPL Financial LLC03-23-2010
Gregory Scott LeggettH. Beck, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2010
Michael Stuart Hillgen-SantaH. Beck, Inc.The Investment Center, Inc.$2503-16-2010
Gregory Michael DavisH. Beck, Inc.New England Securities$10002-26-2010
Marilyn BurstinH. Beck, Inc.FSC Securities Corporation02-16-2010
Christopher Ryan LeggettH. Beck, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20002-02-2010
David Michael Whitman Jr.H. Beck, Inc.LPL Financial LLC01-13-2010
John Alfred Harter Jr.H. Beck, Inc.Medallion Investment Services, Inc.$1001-06-2010
Almie Mcintyre Jr.H. Beck, Inc.Medallion Investment Services, Inc.$2501-05-2010
Brenda Jean HeinigH. Beck, Inc.VALIC Financial Advisors, Inc.01-05-2010
Allen Barry MyrowitzH. Beck, Inc.Medallion Investment Services, Inc.$2301-04-2010
Ruth Anne SliviakH. Beck, Inc.Medallion Investment Services, Inc.$5001-04-2010
David Joseph SpanoH. Beck, Inc.SII Investments, Inc.$1,00012-18-2009
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Showing 51 to 75 of 95 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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